政策演进视角下中国科研诚信治理困境及优化策略(2004-2025)OA
Dilemmas and optimization strategies of scientific research integrity governance in China from the perspective of policy evolution(2004-2025)
目的 系统分析 2004-2025 年中国科研诚信政策的演进特征与实践困境,为完善科技伦理治理体系提供依据.方法 基于国务院政策文件库等权威来源的 53 份政策文本,运用 NVivo14 进行三阶段编码,结合词频分析与政策计量法.结果 政策演进历经"局部探索—体系构建—技术治理"三个阶段,整体呈现出顶层设计系统化、惩戒机制刚性化、监管手段技术化三大特征.但当前治理体系仍然面临制度性激励偏差、惩戒威慑不足、技术监管手段滞后等困境.结论 尝试构建"制度—技术—文化"闭环治理范式,深化制度改革以纠偏激励、技术赋能推进全程存证、重塑学术文化以培育诚信自觉,从而系统破解科研诚信失范难题,为实现科技创新高质量发展、增进人类福祉提供支撑.
Objective:To systematically analyze the evolution characteristics and practical dilemmas of China's scientific research integrity policies from 2004 to 2025,and to provide a reference for improving the governance system of science and technology ethics.Methods:Based on 53 policy documents retrieved from authoritative sources,such as the State Council policy document database,this study employed a three-stage coding process with NVivo 14,combined with word frequency analysis and policy metrology.Results:The policy evolution progressed through three phases regarding"partial exploration,system construction,and technological governance."It demonstrated three characteristics,including systematic top-level design,rigid disciplinary mechanisms,and technologized supervision means.Nevertheless,the current governance system was still confronted with dilemmas such as biased institutional incentives,insufficient deterrence of disciplinary measures,and lagging technological supervision means.Conclusion:The study attempts to build a closed-loop governance paradigm of"institution-technology-culture,"deepen institutional reform to rectify incentive biases,adopt technology empowerment to promote full-process evidence preservation,and reshape academic culture to foster conscious integrity.This can systematically solve the problems of scientific research integrity anomie,thereby providing strong support for the high-quality development of scientific and technological innovation and the improvement of human well-being.
陈捷娜;邵嵘青;吴雪松;王彧;蔡萧君
哈尔滨医科大学人文社会科学学院,黑龙江 哈尔滨 150081哈尔滨医科大学人文社会科学学院,黑龙江 哈尔滨 150081哈尔滨医科大学人文社会科学学院,黑龙江 哈尔滨 150081哈尔滨医科大学人文社会科学学院,黑龙江 哈尔滨 150081||黑龙江省中医药科学院中西医结合科,黑龙江 哈尔滨 150036黑龙江省中医药科学院内分泌科,黑龙江 哈尔滨 150036
医药卫生
政策演进科研诚信科研伦理
policy evolutionscientific research integrityscientific research ethics
《中国医学伦理学》 2026 (10)
1314-1321,8
2025黑龙江省社科基金重点项目"黑龙江创新主体科技伦理治理能力建设研究"黑龙江省博士后课题"基于社会结构化理论的科研诚信预警体系构筑研究"(LBH-Z23296)
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