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研究者发起的临床研究法律规制OA

Legal regulation of investigator-initiated clinical trials:institutional construction and key points of compliance review

中文摘要英文摘要

研究者发起的临床研究(IIT)由于较少受商业利益驱动,研究规模相对灵活,具有良好的科学独立性与创新性,近年来发展迅速.然而,相较于药物临床试验,IIT 项目在实践中面临不少问题与困境,尤其是科学研究的独立性、前沿性与研究参与者权益保护之间的冲突较为突出,因而亟须法律的进一步介入与规范.2024 年《医疗卫生机构开展研究者发起的临床研究管理办法》颁布,对于 IIT 研究的法律规制迈出了重要一步,但仍然有不少问题需要解决.基于此,围绕 IIT 实施过程中几个突出且亟须解决的法律问题进行深入分析,提出 IIT 研究在监管体系建设、科学性审查制度的实施、伦理审查合规性、特定类型 IIT 项目(如超适应证用药、未上市药品)的规制等多个层面面临制度障碍和实务难题,从而提出了如下建议:进一步完善监管体系;落实与完善科学性审查制度建设;落实 IIT 项目经费保障及审查;加强知情同意和隐私保护;以及探索超适应证用药及未上市药品的 IIT 研究的合规化路径.

Investigator-initiated clinical trials(IITs),rarely driven by commercial interests,possess flexible research scales and prominent scientific independence and innovativeness,thereby developing rapidly in recent years.Nevertheless,compared with drug clinical trials,IIT programs face numerous issues and dilemmas in practice,particularly the conflict between the independence and frontier nature of clinical research and the protection of research subjects'rights and interests,thus requiring further legal involvement and regulation.The promulgation of the Measures for the Administration of Investigator-Initiated Clinical Trials Conducted by Medical and Health Institutions in 2024 marks a significant step forward in the legal regulation of IIT research,yet many problems remain to be solved.On this basis,this paper conducted an in-depth analysis of several prominent and urgent legal issues in the implementation of IIT.It argued that IITs faced institutional obstacles and practical difficulties in multiple aspects,such as the development of the regulatory system,the implementation of the scientific review system,the compliance with ethical review,and the regulation of specific types of IIT projects(e.g.,off-label drug use and unapproved drugs).Accordingly,the following suggestions were proposed,including further improving the regulatory system,implementing and optimizing the institutional construction of the scientific review system,ensuring the funding guarantee and review of IIT projects,strengthening informed consent and privacy protection,and exploring compliance paths for IIT research involving off-label drug use and unapproved drugs.

普布扎西;王萍

北京中医药大学人文学院,北京 102488北京中医药大学人文学院,北京 102488

医药卫生

研究者发起的临床研究法律规制制度构建合规审查

investigator-initiated clinical triallegal regulationinstitutional constructioncompliance review

《中国医学伦理学》 2026 (10)

1304-1313,10

2023年度教育部人文社会科学研究规划基金项目"中国人口新形势下人工辅助生殖法律规制研究"(23YJA820027)北京市教育科学"十四五"规划2022年度课题"高校医学伦理审查治理机制研究"(BCDB22166)北京中医药大学社科培育项目"我国传统医药类非物质文化遗产法律保护研究"

10.12026/j.issn.1001-8565.2026.10.04

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