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欧盟双碳市场的制度逻辑、治理机制对深化我国碳市场建设的启示OACHSSCD

The Institutional Logic and Governance Mechanisms of the EU Carbon Market:Implications for Advancing China's Carbon Market Development

中文摘要英文摘要

欧盟将于2028 年正式运行欧盟第二碳市场(EU ETS2),与现有碳市场(EU ETS1)形成互补机制,共同服务碳中和目标.基于EU ETS2 架构设计、治理机制及其与 EU ETS1 的异同,分析欧盟建立双碳市场的制度逻辑、治理机制与潜在风险.总结我国碳市场的现状、试点碳市场的经验,碳市场扩容仍面临诸多挑战,如不同规模碳市场的管理效率问题有待分析,碳市场与碳排放双控制度体系的衔接有待理顺,非二氧化碳温室气体纳入的 MRV 技术体系有待健全,碳价有效传导与经济发展压力有待权衡,国际碳壁垒有待突破等.在碳排放双控制度体系下提出深化我国碳市场建设的政策建议:开展碳市场扩容路径的优化研究,为碳市场有序扩容与功能强化提供科学支撑;加强碳市场与碳排放双控制度的衔接,构建面向碳中和的系统性降碳机制;构建分级 MRV 体系,为非二氧化碳温室气体纳入碳市场提供技术路径;完善配额分配与补偿机制,通过市场管理实现公平与效率的有机统一;加强跨境碳交易规则的衔接与国际合作,提升碳规则制定话语权.

The European Union will officially launch the European Union Emissions Trading System 2(EU ETS2)in 2028,establishing a complementary mechanism with the existing EU ETS1 to jointly support the achievement of carbon neutrality goals.Based on an analysis of the institutional design,governance mechanisms,and similarities and differences between EU ETS2 and EU ETS1,this study examines the institutional logic,governance mechanisms,and potential risks associated with the EU's establishment of a dual carbon market system.By reviewing the current development of China's carbon market and the experiences of pilot carbon markets,this study identifies several challenges that remain in the expansion of China's carbon market.These challenges include the need to improve management efficiency across carbon markets of different scales,clarify the coordination between the carbon market and the carbon emission dual-control system,strengthen the Monitoring,Reporting,and Verification(MRV)framework for incorporating non-CO2 greenhouse gases,balance effective carbon price transmission with pressures on economic development,and overcome international carbon barriers.Under the framework of the carbon emission dual-control system,this paper proposes policy recommendations for deepening China's carbon market development.These include:optimizing research on carbon market expansion pathways to provide scientific support for orderly expansion and functional enhancement;strengthening coordination between the carbon market and the carbon emission dual-control system to establish a systematic emission reduction mechanism oriented toward carbon neutrality;developing a tiered MRV system to provide technical pathways for incorporating non-CO2 greenhouse gases into the carbon market;improving allowance allocation and compensation mechanisms to achieve an effective balance between equity and efficiency through market governance;and strengthening the alignment of cross-border carbon trading rules and international cooperation to enhance China's voice in carbon governance rule-making.

王文军;何思楠;薄雅婕

沈阳化工大学经济与管理学院||中国科学院广州能源研究所沈阳化工大学经济与管理学院中国科学院广州能源研究所

碳市场碳排放双控EU ETS2非二氧化碳温室气体碳关税碳配额

《阅江学刊》 2026 (5)

107-121,15

广东省基础与应用基础研究基金"基于碳排放'双控'的电-碳市场耦合:协同要素、关键风险与有效边界"(2025A1515012990).

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