动态博弈视角下适应水预算管理约束的企业自愿节水研究OA
Voluntary enterprise water conservation under water budget management constraints:a dynamic game perspective
为揭示水预算管理制度约束下高耗水企业自愿节水的动力机制与均衡条件,以 2024 年水利部启动的水预算管理试点为背景,以水预算管理名录外高耗水企业为研究对象,引入政府强制纳入概率(q)、节水补贴(S)与公共资金影子成本(α)构建动态博弈模型,推导企业自愿节水的均衡条件与激励机制.结果表明:1)q>0 时自愿节水博弈均衡存在,强制纳管威慑是机制运转的制度性前提而非辅助条件;2)不具有市场势力的企业可实现超越强制路径最优值的节水水平,具有市场势力的企业则因具有议价能力而将均衡节水水平压低至政府参与约束下界,形成双重效率损失;3)提高 q 对各类企业均具有普遍正向激励效应;4)补贴激励效力受q 与 α 双重制约,形成补贴效益折损效应.据此归纳出执法主导型、激励补偿型与联合干预型 3 类政策情景,可作为水预算管理试点中节水指标制定与差异化补贴精准设计的理论依据.
To reveal the driving mechanism and equilibrium conditions for voluntary water conservation by high-water-consumption enterprises under the constraints of the water budget management,this study is set against the backdrop of the pilot water budget management program launched by the Ministry of Water Resources in 2024.Focusing on high-water-consumption enterprises not included in the water budget man-agement list,a dynamic game model is constructed incorporating three key variables:the probability of mandatory government inclusion(q),water conservation subsidies(S),and the shadow cost of public funds(α).The model derives the equilibrium conditions and incentive mechanisms for voluntary enterprise water conservation.The results show that:a)When q>0,an equilibrium for voluntary water conservation exists,meaning that the deterrent effect of mandatory inclusion serves as an institutional prerequisite rather than merely a supplementary con-dition for the functioning of the mechanism.b)Enterprises without market power can achieve the water conservation level exceeding the opti-mal level under mandatory pathways,whereas enterprises with market power leverage their bargaining power to suppress the equilibrium water conservation level to the lower bound of the government's participation constraint,creating a double efficiency loss.c)Increasing q has a universally positive incentive effect on all types of enterprises.d)The incentive effectiveness of subsidies is constrained by both q and α,generating a subsidy efficiency discount effect.Based on these findings,three policy scenarios are identified:enforcement-led,incentive-compensation,and joint-intervention.These scenarios serve as a theoretical basis for establishing water conservation targets and precisely designing differentiated subsidies in the pilot water budget management program.
王威;李金晶;杨仕亮;王富强
伊犁师范大学 霍尔果斯商学院,新疆 伊宁 835000||新疆口岸经济发展与管理研究中心,新疆 伊宁 835000黄河水利委员会 黄河水资源中心,河南 郑州 450003||华北水利水电大学 黄河研究院,河南 郑州 450046贵州财经大学 管理科学与工程学院,贵州 贵阳 550025华北水利水电大学 黄河研究院,河南 郑州 450046
管理科学
水预算管理高耗水企业自愿节水机制动态博弈
water budget managementhigh-water-consumption enterprisevoluntary water conservation mechanismdynamic game theory
《人民黄河》 2026 (10)
29-35,7
国家自然科学基金资助项目(52279014,72563006)国家自然科学基金黄河水科学研究联合基金资助项目(U2443203)伊犁师范大学高层次人才科研启动项目(2025RCYJ40)
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