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耦合信号分解和机器学习的防洪调度规则提取研究OA

Comparative study of flood control operation rule extraction methods using coupled signal decomposition and machine learning

中文摘要英文摘要

现有水库调度规则提取方法在准确提取优化调度模型结果信息方面存在不足,为此,构建多种耦合信号分解与机器学习的调度规则提取方法,比较不同信号分解方法与机器学习模型组合的提取效果.以三峡水库为例,首先构建了考虑三峡水库上下游防洪任务的多目标优化调度模型,采用 NSGA-Ⅱ算法求解并获得 Pa-reto 前沿解集,通过熵权-TOPSIS 法筛选出各年份的相对最优方案;然后分别将集合经验模态分解(EEMD)、完全自适应噪声集合经验模态分解(CEEMDAN)、变分模态分解(VMD)和经验小波变换(EWT)4 种信号分解方法与极限梯度提升树(XGBoost)、轻量级梯度提升机(LightGBM)、径向基函数神经网络(RBFNN)、卷积神经网络(CNN)4 种机器学习模型进行交叉组合,共构建 16 种混合模型,以分解后的入库流量分量为输入、出库流量为输出,提取防洪调度规则.在三峡水库 2011~2024 年汛期日尺度数据上的应用表明:① 耦合信号分解方法与机器学习模型能够显著提高出库流量的模拟精度,相较于纯机器学习模型决定系数 R2 提高0.1 以上.② 耦合VMD、CEEMDAN 分解对树模型效果较好,耦合CEEMDAN、EWT 分解对神经网络模型效果较好,决定系数 R2 提高约0.3.③ 耦合 EWT 的模型在模拟调度方案的综合效果上优于其他 3 种分解模型,以 EWT-RBFNN 表现最优,EWT-CNN 次之.研究成果可为复杂水库防洪调度规则的智能提取提供参考.

Existing methods for extracting reservoir operation rules often struggle to fully capture the operational information em-bedded in optimization outputs.To address this limitation,a series of flood-control operation rule extraction schemes integrating signal decomposition and machine learning were developed and systematically evaluated.Taking the Three Gorges Reservoir(TGR)as a case study,a multi-objective flood-control operation optimization model was first established by jointly considering upstream and downstream flood-control requirements.The Non-dominated Sorting Genetic Algorithm Ⅱ(NSGA-Ⅱ)was em-ployed to derive the Pareto-optimal solutions,from which a preferred operation scheme for each year was identified using the en-tropy-weighted Technique for Order Preference by Similarity to Ideal Solution(TOPSIS).Subsequently,four signal decomposi-tion techniques,namely Ensemble Empirical Mode Decomposition(EEMD),Complete Ensemble Empirical Mode Decomposition with Adaptive Noise(CEEMDAN),Variational Mode Decomposition(VMD),and Empirical Wavelet Transform(EWT),were integrated with four machine-learning algorithms,including Extreme Gradient Boosting(XGBoost),Light Gradient Boosting Ma-chine(LightGBM),Radial Basis Function Neural Network(RBFNN),and Convolutional Neural Network(CNN),yielding 16 hybrid configurations.The decomposed inflow components served as model inputs,while reservoir outflow was used as the predic-tion target for extracting flood-control operation rules.Based on daily flood-season data from the TGR for 2011~2024,the com-parative results indicate that:① integrating signal decomposition with machine learning generally enhances the accuracy of reser-voir outflow simulation,increasing the coefficient of determination(R2)by more than 0.1 compared with their corresponding stan-dalone machine-learning models;② VMD and CEEMDAN showed greater effectiveness when combined with tree-based algo-rithms,whereas CEEMDAN and EWT were more advantageous for neural-network-based models,with maximum improvements in R2 of approximately 0.3;③ EWT-based hybrid models achieved the best overall performance in reproducing optimized opera-tion schemes,with EWT-RBFNN exhibiting the highest overall performance,followed by EWT-CNN.These findings demon-strate the potential of combining signal decomposition with machine to extract flood-control operation rules derived from optimiza-tion and provide a systematic basis for selecting appropriate hybrid modeling strategies for complex reservoir systems.

董前进;朱袭;杨子浩;夏军

武汉大学 水资源工程与调度全国重点实验室,湖北 武汉 430072武汉大学 水资源工程与调度全国重点实验室,湖北 武汉 430072武汉大学 水资源工程与调度全国重点实验室,湖北 武汉 430072武汉大学 水资源工程与调度全国重点实验室,湖北 武汉 430072

建筑与水利

防洪调度多目标调度规则信号分解梯度提升树神经网络三峡水库

flood control operationmulti-objectiveoperation rulessignal decompositionGradient Boosting TreesNeural NetworksThree Gorges Reservoir

《人民长江》 2026 (9)

20-27,8

国家自然科学基金长江水科学研究联合基金项目(U2340213)国家自然科学基金项目(52279024,52261145744)

10.16232/j.cnki.1001-4179.2026.09.003

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