学术发明人的界定、制度逻辑与识别框架研究OACHSSCD
Study on Definition,Institutional Logic,and Identification Framework of Academic Inventors
[目的/意义]"学术发明人"兼具学者与发明家双重身份,是连接科学发现与技术创新的关键桥梁.通过系统界定其内涵、解析制度动因与构建识别框架,旨在为深化科技评价改革、精准人才管理与优化创新政策提供理论支撑.[方法/过程]从概念、制度与方法3个维度展开.概念上,基于知识生产模式2、三螺旋与学术资本主义理论,阐释其跨界性本质;制度上,引入多重制度逻辑视角,构建规制—规范—文化认知的递进式分析框架,揭示其兴起的环境驱动机制;方法上,构建包含参与度、双重性与桥梁性的多维识别体系,引入"巴斯德象限"模型实现精细化分类画像,并探讨其应用场景.[结果/结论]研究明确了学术发明人从单纯的"二元匹配"向"深度特征画像"的跨越,不仅为破解"破五唯"背景下的科技评价困境提供了多维工具,也为实施差异化人才培养和区域创新布局提供了科学依据.
[Purpose/Significance]In the current era,the boundaries between science and technology have become increasingly blurred.Academic inventors,who possess the dual identities of scholar and inventor,play a critical bridge role between science and technology.This study addresses research gaps by exploring the concept,institutional motiva-tions,and identification frameworks of academic inventors.[Method/Process]The study was conducted through a three-dimensional analysis involving conceptual,institutional,and methodological perspectives.Firstly,the study grounded the definition of academic inventors in the theories of Mode 2 knowledge production,the Triple Helix innovation model,and academic capitalism to explain their boundary-spanning nature.Secondly,an analytical framework based on multiple insti-tutional logics was constructed,incorporating regulative,normative,and cultural-cognitive dimensions to reveal the envi-ronmental drivers behind the emergence of this group.This framework explained how external policies,organizational norms,and internal cognitive schemas interacted to support sustainable cross-boundary practices.Methodologically,the study proposed a multidimensional identification system focusing on participation,duality,and bridge.The identification process utilized a multi-level matching mechanism—encompassing subject,name,and institution—across patent and pub-lication databases.To enable precise categorization,the"Pasteur's Quadrant"model was introduced to generate fine-grained feature profiles of academic inventors across four distinct types:star,liaison,potential,and focused.Finally,the study analyzed practical application scenarios to ensure the framework's utility in real-world policy and management con-texts.[Result/Conclusion]The findings demonstrate that the study of academic inventors must evolve from simple binary matching of patents and papers toward deep feature profiling.The results show that academic inventors effectively resolve the logical conflicts between scientific discovery and technological application through identity bridging,organizational mediation,and the hybridization of outputs.The proposed framework provides robust tools for resolving evaluation dile-mmas in academic institutions and offers a scientific basis for implementing differentiated talent cultivation strategies and strategic regional innovation layouts.While the current framework emphasizes"paper-patent"duality,future research could further explore the dynamic evolution of academic inventors across their careers and integrate emerging data forms,such as open-source code and AI-driven outputs,to enhance the framework's predictive capabilities.
侯剑华;陈宜泓;李昊;张洋
中山大学信息管理学院,广东 广州 510006中山大学信息管理学院,广东 广州 510006中山大学信息管理学院,广东 广州 510006中山大学信息管理学院,广东 广州 510006
社会科学
学术发明人知识生产制度逻辑科技成果转化识别框架
academic inventorsknowledge productionInstitutional logictransformation of scientific and techno-logical achievementsidentification framework
《现代情报》 2026 (10)
3-14,12
国家社会科学基金一般项目"我国基础研究的知识贡献测度研究"(项目编号:24BTQ038).
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