国家目标如何塑造基础研究体系OACHSSCD
How Do National Goals Shape Basic Research System:The Driving Mechanisms and Implications of the Evolution of the U.S.Basic Research System
[目的/意义]国家目标如何塑造基础研究体系,是理解现代国家科技治理的重要问题.本文以第二次世界大战后(以下简称"战后")美国基础研究体系演化为研究对象,分析国家目标变化如何影响基础研究的战略定位、组织方式与功能结构,以揭示美国基础研究体系持续演化的动力机制.[方法/过程]本文以"战略定位与合法性-制度安排与组织机制-发展成效与影响"为分析框架,将战后美国基础研究体系划分为"冷战"安全导向、经济竞争导向、创新发展与重大社会挑战导向和战略竞争导向四个阶段,考察不同阶段国家目标如何影响基础研究体系的演变.[结果/结论]研究发现,美国基础研究体系并非科学自身自然演化的结果,也不是国家目标直接作用的产物,而是在国家目标持续调整中,通过制度安排、组织机制和张力调适不断重构的制度体系.国家目标提供战略方向,制度与组织机制构成实现路径,张力调适推动体系演化.其启示在于,现代国家塑造基础研究体系,应在国家目标导向与基础研究内在规律之间保持动态平衡.
[Purpose/Significance]This paper examines how national goals shape basic research systems through a historical analysis of the evolution of the U.S.basic research system after World War II.It aims to ex-plain the driving mechanism through which changing national goals have continuously reshaped the strategic orientation,organizational structure,and functions of basic research.[Method/Process]Drawing on an analytical framework of Strategic Orientation and Legitimacy—Institutional Arrangements and Organizational Mecha-nisms—Capability Formation and Outcomes,the paper divides the postwar evolution of the U.S.basic research system into four stages:The Cold War security-oriented stage,the economic competitiveness-oriented stage,the innovation and societal challenges-oriented stage,and the strategic competition-oriented stage.It analyzes how changing national goals have been embedded into the basic research system through federal funding arrangements,multi-agency coordination,research universities,national laboratories,mission-oriented programs,and research security governance.[Result/Conclusion]The study finds that the evolution of the U.S.basic research system has been neither a natural process driven solely by scientific development nor a direct outcome of national goals.Rather,it has been continuously reshaped through institutional arrangements,organizational mechanisms,and the adjustment of tensions in response to changing national goals.National goals provide strategic direction,institu-tional arrangements and organizational mechanisms constitute the pathways through which these goals are embed-ded into the research system,and tension adjustment sustains the system's long-term evolution.The study suggests that a healthy basic research system requires maintaining a dynamic balance between national strategic needs and the intrinsic logic of basic research.
樊春良
中国科学院科技战略咨询研究院 北京 100190
社会科学
基础研究国家目标美国基础研究体系
basic researchnational goalthe U.S.basic research system
《智库理论与实践》 2026 (4)
1-13,13
本文系国家自然科学基金专项项目"美国基础研究与国家目标结合的历史研究——从思想、制度和政策三个维度考察"(项目编号:L2524057)的研究成果之一.
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