基于可解释机器学习的用水量驱动因素分析OA
Analyzing driving factors of water use based on interpretable machine learning methods:
随着经济社会快速发展和水资源供需矛盾加剧,区域水安全与可持续利用受到严重制约,揭示区域用水量的驱动因素对于实现水资源差异化管理和高效配置具有重要意义.本文以内蒙古自治区 12 市(盟)为研究对象,利用 2002-2023 年社会经济与用水数据,构建 LightGBM、CatBoost、随机森林等 6 种机器学习模型并比较各模型的用水量模拟性能,同时结合 SHAP 和 ALE 两种可解释性方法识别用水量的主要驱动因子及其非线性交互效应,最后采用层次聚类系统揭示用水驱动机制的空间差异性与耦合特征.结果表明,LightGBM 模型模拟精度最佳,R2 达0.989.内蒙古自治区各市(盟)的用水驱动机制呈现出显著空间异质性,其中工业化城市群(呼和浩特市、包头市、鄂尔多斯市)主要受经济规模和城市化水平驱动,农牧业主导区(赤峰市、巴彦淖尔市、乌兰察布市等)主要受GDP、有效灌溉面积和畜牧业规模等因素的影响,而干旱区(阿拉善盟和乌海市)对万元 GDP 用水量和人口密度敏感.此外,不同驱动因素间存在显著的非线性交互效应,如城市化与用水效率、农业灌溉与畜牧扩张等因素呈现联动放大作用.研究结果可为制定区域差异化节水政策、优化水资源配置等提供理论支持和量化依据.
The rapid development of economy and society leads to intensified water supply-demand con-flicts,which threatens the security and sustainable development of regional water resources.Revealing the driving mechanisms of regional water use is crucial for achieving differentiated water resources man-agement and efficient allocation.This study focuses on the water use status in 12 prefecture-level cities in Inner Mongolia Autonomous Region based on socio-economic and water use data from 2002 to 2023.Six machine learning models,such as LightGBM,CatBoost,and Random Forest,were constructed and their predictive performances compared.SHAP and ALE,two interpretable machine learning methods,were employed to identify the key drivers of water use and their nonlinear interaction effects.Furthermore,hi-erarchical clustering was used to uncover the spatial heterogeneity and coupling patterns of water use driv-ing mechanisms.The results show that the LightGBM model produces the highest accuracy,with an R2 of 0.989.The driving mechanisms of water use in different cities exhibit significant spatial heterogeneity.Industrialized urban clusters(Hohhot,Baotou,Ordos)are mainly driven by economic scale and urbani-zation;agricultural and pastoral regions(Chifeng,Bayannur,Ulanqab,etc.)are primarily influenced by GDP,effective irrigated area,and livestock scale;and arid zones(Alxa and Wuhai)are sensitive to water use per unit GDP and population density.In addition,multiple driving factors exhibit nonlinear in-teractions between each other,such as the synergistic effects between urbanization and water use efficien-cy,and between irrigation and livestock expansion.These findings can provide theoretical support and quantitative evidence for formulating region-specific water-saving policies and optimizing water resources allocation.
杨柳悦;张凯;粟晓玲;褚江东;崔德新;贾玉博
内蒙古自治区水利科学研究院,内蒙古 呼和浩特 0100521西北农林科技大学 旱区农业水土工程教育部重点实验室,陕西 杨凌 712100||西北农林科技大学 水利与建筑工程学院,陕西 杨凌 712100西北农林科技大学 旱区农业水土工程教育部重点实验室,陕西 杨凌 712100||西北农林科技大学 水利与建筑工程学院,陕西 杨凌 712100西北农林科技大学 旱区农业水土工程教育部重点实验室,陕西 杨凌 712100||西北农林科技大学 水利与建筑工程学院,陕西 杨凌 712100内蒙古自治区节水科技创新中心,内蒙古 呼和浩特 010020西北农林科技大学 旱区农业水土工程教育部重点实验室,陕西 杨凌 712100||西北农林科技大学 水利与建筑工程学院,陕西 杨凌 712100
建筑与水利
用水量可解释机器学习SHAPALE驱动机制内蒙古
water useinterpretable machine learningSHAPALEdriving mechanismInner Mongo-lia Autonomous Region
《水资源与水工程学报》 2026 (4)
29-38,10
内蒙古自治区水利科项目(202501010505A)
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