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耦合SWAT与深度学习的径流模拟OA

Runoff simulation by coupling SWAT with deep learning

中文摘要英文摘要

为提高径流模拟精度并增强水文模型可解释性,本研究构建了 SWAT与深度学习耦合的模型.模型运用贝叶斯方法进行参数优化,并通过堆叠(Stacking)集成策略融合各模型以降低高流量预报的不确定性.研究结果表明:耦合模型的决定系数(R2)、纳什效率系数(ENS)、平均绝对误差(EMA)等指标均优于单一模型,其中 SWAT-LSTM在测试期的 R2、ENS和 EMA分别为 0.766、0.761和 4.93 m3/s;SHAP可解释性分析表明,LSTM因依赖序列记忆而更侧重于降水因子,Transformer通过自注意力机制则更关注侧向流因子,揭示了不同深度学习模型对水文过程特征的差异化捕捉机制;此外,基于 Stacking的集成模型在测试期预报的平均 ENS达到 0.81.本研究为智能水文模拟与预报提供了兼具精度与可解释性的建模思路.

To improve the accuracy of runoff simulation and enhance the interpretability of hydrological models,this study constructs a coupled model that integrates SWAT and deep learning.The Bayesian method is conducted for the optimization of parameters and the Stacking ensemble strategy is used to integrate the outputs of individual model during model construction in order to reduce the uncertainties of high-flow predictions.The results show that the coupled model is better than any single model in terms of higher coefficient of determination(R2)and Nash-Sutcliffe efficiency coefficient(ENS)and lower mean absolute error(EMA).Specifically,the R2,ENS and EMA obtained from SWAT-LSTM are close to 0.766,0.761 and 4.93 m3/s,respectively,in the testing phase.By introducing the SHAP-based interpretability analysis,the results also indicate that the performance of LSTM relies more heavily on precipitation because of its characteristic of sequential memory,whereas the Transformer focuses on lateral flow through its self-attention mechanism,revealing the differentiated mechanisms by which different deep learning models capture hydrological processes.Moreover,the performance of the Stacking-based ensemble model is close to an average of 0.81 in terms of ENS in the testing phase.This study provides a modeling approach for intelligent hydrological simulation and forecasting that maintain acceptable accuracy and interpretability.

王一博;李海翔;许月萍;钟文祥;江衍铭

浙江大学建筑工程学院,浙江 杭州 310058浙江大学建筑工程学院,浙江 杭州 310058浙江大学建筑工程学院,浙江 杭州 310058长江中兴工程顾问(福建)有限责任公司,福建 福州 350007浙江大学建筑工程学院,浙江 杭州 310058

建筑与水利

径流模拟SWAT模型深度学习人工智能可解释性分析

runoff simulationSWAT modeldeep learningartificial intelligenceinterpretability analysis

《水科学进展》 2026 (5)

869-879,11

浙江省科学技术厅尖兵领雁研发攻关计划项目(2024C03255) The study is financially supported by the Project of the Pioneer and Leading Goose Key R&D Program of the Zhejiang Provincial Department of Science and Technology,China(No.2024C03255).

10.14042/j.cnki.32.1309.2026.05.007

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