首页|期刊导航|交通信息与安全|基于可解释机器学习的自动驾驶ODD拓展优先级量化评估方法

基于可解释机器学习的自动驾驶ODD拓展优先级量化评估方法OA

A Quantitative Prioritization Assessment Method for Autonomous Vehicle ODD Extension Based on Interpretable Machine Learning

中文摘要英文摘要

针对自动驾驶设计运行范围(operational design domain,ODD)拓展中存在的路径模糊与决策主观性问题,研究了1种基于事故数据驱动的ODD拓展优先级量化评估框架.该框架旨在通过可解释的机器学习方法,为自动驾驶系统在复杂环境下的安全能力迭代提供数据支撑与决策依据.针对事故数据集中固有的严重事故样本长尾分布缺陷,构建随机森林与极端梯度提升(extreme gradient boosting,XGBoost)分类模型,引入少数类合成过采样技术(synthetic minority over-sampling technique,SMOTE)优化样本分布,在1∶20的分类权重比下重平衡数据集,确保了模型对少数关键样本(严重事故)的识别能力.为突破传统机器学习模型的"黑箱"局限,采用Shapley加性解释(Shapley additive explanations,SHAP)方法解构模型的内部决策机制,量化环境特征变量对事故严重程度的非线性作用阈值.建立基于控制变量法与主成分分析(principal component analysis,PCA)的ODD拓展边际效应模型,通过模拟单一ODD变量覆盖边界的外延,计算各项拓展策略下事故理论覆盖率的提升幅度.研究结果表明:经过SMOTE处理后,分类模型对少数关键严重事故样本的识别性能大幅提升,随机森林分类模型的整体准确率保持在83.4%的同时,灵敏度由原始的17.8%提升至90.5%,接收者操作特征曲线(receiver operating characteristic,ROC)下面积(area under the ROC curve,AUC)提升至 0.922,实现了对高风险特征的更精准捕捉.量化评估数据显示,在候选拓展维度中,向非结构化"道路等级"拓展的安全边际效益最高:将ODD从当前主流的结构化高速公路拓展至州内及郡内公路,普通事故与严重事故的理论覆盖率可分别显著提升15.7%和13.0%.CARLA仿真实验验证显示,在低路面附着与低光照等拓展场景的紧急制动工况下,车辆碰撞率从基准组的5.0%分别激增至45.0%和20.0%,最小碰撞时间(time to collision,TTC)平均缩短1.3 s.物理层面的安全性能衰减趋势与量化评估模型得出的高风险特征排序高度一致,量化指标证明了该评估框架能够可靠地识别最具安全价值的ODD优先拓展方向.

To solve the path ambiguity and decision subjectivity in operational design domain(ODD)extension,a crash data-driven quantitative prioritization assessment framework is investigated.Data support and decision bases for safety capability iterations of autonomous driving systems in complex environments are provided by this frame-work.To address the long-tail distribution defect of severe crash samples,random forest and extreme gradient boost-ing(XGBoost)classification models are constructed.The synthetic minority over-sampling technique(SMOTE)is introduced to optimize the sample distribution.The dataset is rebalanced at a 1:20 classification weight ratio to en-sure the identification capability for critical minority samples like severe crashes.To break the"black box"limita-tion of traditional models,the Shapley additive explanations(SHAP)method is employed to deconstruct internal de-cision-making mechanisms.Furthermore,the nonlinear effect thresholds of environmental feature variables on crash severity are quantified.A marginal effect model for ODD extension is established based on the control variates meth-od and principal component analysis(PCA).By simulating the boundary expansion of a single ODD variable,the improvement in theoretical crash coverage under various extension strategies is calculated.The results indicate that the identification performance of classification models for critical severe crash samples is significantly enhanced af-ter SMOTE processing.While an 83.4%overall accuracy is maintained,the sensitivity of the random forest model is increased from 17.8%to 90.5%.The area under the receiver operating characteristic(ROC)curve(AUC)is in-creased to 0.922,and high-risk features are captured more precisely.The highest marginal safety benefit among can-didate dimensions is yielded by extending to unstructured road grades,as revealed by quantitative data.Theoretical coverage of ordinary and severe crashes is significantly increased by 15.7%and 13.0%,respectively,when expand-ing ODD from structured highways to state and county roads.Vehicle collision rates under emergency braking in ex-tended scenarios like low road friction and low illumination are verified by CARLA simulation experiments.It is ob-served that collision rates are increased from 5.0%in the baseline group to 45.0%and 20.0%,respectively.Mean-while,the average time to collision(TTC)is shortened by 1.3 seconds.The physical safety performance degradation trend is highly consistent with the high-risk feature ranking derived from the quantitative assessment model.It is proven by these quantitative indicators that the priority ODD extension direction with the greatest safety value is re-liably identified by the proposed framework.

李烨;黄启俊;金杰灵;田珊;李继朴

中南大学交通运输工程学院 长沙 410075中南大学交通运输工程学院 长沙 410075武汉理工大学智能交通系统研究中心 武汉 430070中南大学交通运输工程学院 长沙 410075中南大学交通运输工程学院 长沙 410075

交通工程

自动驾驶设计运行范围量化评估模型可解释机器学习事故数据随机森林XGBoostSHAP

autonomous drivingoperational design domainquantitative assessment modelinterpretable machine learningcrash datarandom forestXGBoostSHAP

《交通信息与安全》 2026 (1)

26-36,11

国家重点研发计划项目(2023YFB2504700)、国家自然科学基金面上项目(52472371)资助

10.3963/j.jssn.1674-4861.2026.01.003

评论