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基于机器学习与SHAP可解释性的突发性聋预后预测模型构建及验证OA

Development and validation of machine learning models with SHAP interpretability for prognostic prediction in sudden sensorineural hearing loss

中文摘要英文摘要

目的 构建并验证基于机器学习的突发性聋(sudden sensorineural hearing loss,SSNHL)患者预后预测模型,旨在为临床个性化治疗提供精准数据支持.方法 回顾性收集2020年1月至2024年1月丽水市人民医院、温州医科大学附属第二医院1120例SSNHL患者资料,其中,男性523例,女性597例,年龄18~85岁,中位数年龄49岁.以7∶3比例划分为训练集(784例)和验证集(336例).采用LASSO回归筛选关键预测因子,构建支持向量机、极端梯度提升树(extreme gradient boosting,XGBoost)、逻辑回归和随机森林(random forest,RF)模型,通过采用受试者工作特征曲线、校准曲线、临床决策曲线及沙普利可加性解释(shapley additive explanations,SHAP)值对模型性能与可解释性进行综合评估.结果 LASSO回归筛选出听力图类型、年龄、发病至治疗时间及眩晕4个关键预测因子.训练集中,RF和XGBoost模型的曲线下面积(area under curve,AUC)均达到0.804(95%CI:0.774~0.835),显著优于支持向量机(0.722)和逻辑回归(0.722)(P<0.001).验证集中,RF(AUC=0.773)与XGBoost(AUC=0.769)表现稳健.SHAP分析提示,年龄>49.5岁、发病至治疗时间>5.5 d、全聋型听力图及眩晕患者预后风险显著升高.校准曲线与临床决策曲线进一步证实了模型的校准能力和临床实用性.结论 基于集成算法(RF、XGBoost)的预测模型可精准评估SSNHL患者预后,SHAP 值解析为临床决策提供透明化依据,具有重要转化价值.

Objective To construct machine learning-based prognostic models for sudden sensorineural hearing loss(SSNHL)to support clinical decision-making.Methods Clinical data from 1120 SSNHL patients(2020~2024)were retrospectively collected from two centers and divided into training(784 cases)and validation sets(336 cases).Key predictors were selected via LASSO regression,and four models-support vector machine(SVM),XGBoost,logistic regression(LR),and random forest(RF)-were developed.Model performance was evaluated using ROC curves,calibration curves,decision curve analysis(DCA),and shapley additive explanations(SHAP).Results Four predictors were identified:audiogram type,age,onset-to-treatment time,and vertigo.In the training set,RF and XGBoost achieved superior AUC(0.804,95%CI:0.774~0.835)compared to SVM(0.722)and LR(0.722)(P<0.001).Validation set results confirmed robustness(RF AUC=0.773;XGBoost AUC=0.769).SHAP analysis revealed that age>49.5 years,onset-to-treatment time>5.5 days,profound hearing loss,and vertigo significantly increased prognostic risk.Calibration and DCA curves demonstrated high consistency between predicted and observed outcomes,with optimal clinical net benefit at 25%~50%threshold probabilities.Conclusions RF and XGBoost models accurately predict SSNHL prognosis,and SHAP-based interpretability enhances clinical utility.

吴珏婷;陈如如;章誉耀;林洪斌;陈波蓓

丽水市人民医院耳鼻咽喉科,浙江 丽水 323000温州医科大学附属第二医院耳鼻咽喉科,浙江 温州 325000丽水市人民医院耳鼻咽喉科,浙江 丽水 323000丽水市人民医院耳鼻咽喉科,浙江 丽水 323000温州医科大学附属第二医院耳鼻咽喉科,浙江 温州 325000

突发性聋机器学习预后预测沙普利可加性解释

sudden sensorineural hearing lossmachine learningprognostic predictionshapley additive explanations

《中华耳科学杂志》 2026 (8)

779-785,7

10.3969/j.issn.1672-2922.2026.08.009

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