不良事件上报制度实施中的问题与对策OA
Problems and countermeasures in implementing adverse event reporting systems
不良事件上报制度是医疗质量安全治理中的重要基础制度,承担着前移风险识别、促进系统学习和推动持续改进等作用.但在不少医疗机构中,这项制度至今仍未真正摆脱"登记归档"的运行惯性,离"基于风险的学习工具"还有距离.当前最突出的问题,并不只是上报数量不够,而是上报对象、分析重点和管理取向都存在不同程度的偏移.较为常见的问题包括:并发症更容易进入上报和讨论视野,而可预防不良事件识别不足;已经造成损害的事件更容易引起重视,而安全隐患和未遂事件常被忽略;非惩罚性原则写进了制度,但主动报告的动力并不稳定;报告系统前端逐步完善,但后续分析、反馈和持续改进并未同步跟上.这些问题提示,一些机构中的不良事件上报制度仍主要发挥留痕和归档作用,其作为患者安全学习工具的功能尚未充分体现.基于此,本文结合现行政策要求和相关研究进展,从制度定位、分类口径、文化机制、系统设计及闭环管理等方面,对不良事件上报制度实施中的主要问题进行梳理,并提出相应改进思路.
Adverse event reporting is a fundamental part of medical quality and patient safety governance.Its value lies not only in documenting what has already happened,but also in identifying risks early,promoting organizational learning,and supporting continuous improvement.In many healthcare institutions,however,the system has yet to move beyond a predominantly documentation-and archiving-oriented mode of operation,and still falls short of functioning as a truly risk-based learning tool.The most prominent problems at present are not simply insufficient reporting volume,but rather varying degrees of deviation in what is reported,what is prioritized for analysis,and how the system is managed.In practice,complications are more likely to enter the field of reporting and discussion,whereas preventable adverse events are less readily recognized;events that have already caused harm tend to receive greater attention,whereas unsafe conditions and near misses are often overlooked;non-punitive reporting has been written into institutional policies,yet the motivation for voluntary reporting remains unstable;and although reporting platforms have gradually improved,analysis,feedback,and continuous improvement have not kept pace.These patterns suggest that,in some institutions,adverse event reporting still functions mainly as a mechanism for documentation and archiving,and its role as a tool for patient safety learning has not been fully realized.Against this background,and drawing on current policy requirements as well as recent research,this article reviews the major problems in the implementation of adverse event reporting systems from the perspectives of system orientation,classification,cultural mechanisms,system design,and closed-loop management,and proposes corresponding directions for improvement.
朱斌;黄宇光
深圳大学第二附属医院麻醉科,广东 深圳 518051中国医学科学院北京协和医院麻醉科,北京 100730
不良事件上报安全隐患未遂事件持续改进患者安全
adverse event reportingunsafe conditionsnear missescontinuous improvementpatient safety
《麻醉安全与质控》 2026 (4)
300-304,5
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