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ALU-TransSHAP:基于主动学习的无偏TransSHAP可解释模型OA

ALU-TransSHAP:unbiased TransSHAP explainable model based on active learning

中文摘要英文摘要

随着深度学习模型在情感分析领域的广泛应用,其"黑盒"特性导致的预测过程不透明、关键决策因素难以追溯等问题严重影响了模型可信度与实际落地应用.因此,提出了基于主动学习的无偏TransSHAP解释模型(active learning-based unbiased TransSHAP explanation model,ALU-TransSHAP).通过主动学习背景选择模块筛选高熵样本,降低背景数据分布偏差;改进TransSHAP适配层构建短句-子词双向映射,实现语义单元与解释单元对齐;设计无偏Shapley值计算引擎,结合配对采样提升归因准确性与稳定性.在Weibo热门专业评价数据集和SENTI_RATIONALE数据集上的实验表明,ALU-TransSHAP在忠实度(0.89/0.87)、稳定性(0.92/0.88)及预测变化(0.83/0.92)指标上显著优于基线模型,稀疏性(0.209/0.211)和计算效率(2.5/2.7)保持在可接受范围.因此该模型能有效克服中文语境下Transformer模型的解释难题,完整保留语义逻辑,为情感分析提供可靠的可解释性支持,显著提升模型决策的透明度与可信度.

With the widespread application of deep learning models in sentiment analysis,the"black-box"nature induces problems like opaque prediction processes and difficult tracing of key decision-making factors,which seriously impairs model credibility and practical deployment.This study proposed an active learning-based unbiased TransSHAP explanation model(ALU-TransSHAP).The model screened high-entropy samples via an active learning background selection module to mitigate the distribution bias of background data,optimized the TransSHAP adaptation layer to construct a bidirectional mapping be-tween short sentences and subwords for aligning semantic units with explanation units,and designed an unbiased Shapley value calculation engine integrated with paired sampling to enhance the accuracy and stability of feature attribution.Experiments on the Weibo hot major review dataset and SENTI_RATIONALE dataset demonstrate that ALU-TransSHAP outperforms all base-line models significantly in fidelity(0.89/0.87),stability(0.92/0.88)and prediction change(0.83/0.92),while main-taining acceptable sparsity(0.209/0.211)and computational efficiency(2.5/2.7).The proposed ALU-TransSHAP effec-tively addresses the interpretation challenges of Transformer models in Chinese scenarios,fully preserves semantic logic,pro-vides reliable explanatory support for sentiment analysis,and remarkably improves the transparency and credibility of model decision-making.

刘彤;杨雅萱;倪维健

山东科技大学 计算机科学与工程学院,山东 青岛 266590山东科技大学 计算机科学与工程学院,山东 青岛 266590山东科技大学 计算机科学与工程学院,山东 青岛 266590

信息技术与安全科学

模型可解释性SHAP情感分析深度学习

model interpretabilitySHAPsentiment analysisdeep learning

《计算机应用研究》 2026 (8)

2270-2277,8

山东省自然科学基金资助项目(ZR2022MF319)科技创新2030—"新一代人工智能"重大项目(2022ZD0119502-07)新一代人工智能国家科技重大专项(2022ZD0119501)

10.19734/j.issn.1001-3695.2025.12.0507

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