首页|期刊导航|广东电力|基于双平方根无迹卡尔曼滤波的储能电池SOC与SOH联合估计方法

基于双平方根无迹卡尔曼滤波的储能电池SOC与SOH联合估计方法OA

Joint Estimation of State of Charge and State of Health for Energy Storage Batteries Based on Double Square-root Unscented Kalman Filter

中文摘要英文摘要

针对储能系统动态工况下锂离子电池荷电状态(state of charge,SOC)与健康状态(state of health,SOH)强耦合、传统联合估计算法精度不足且易发散的问题,提出一种基于双平方根无迹卡尔曼滤波(dual square root unscented Kalman filter,Dual-SRUKF)的联合估计方法.该方法构建二阶电阻-电容等效电路模型,设计双滤波并行耦合结构:一个SRUKF模块实时估计表征SOH的欧姆内阻,另一个SRUKF模块动态更新SOC,通过参数迭代实现相互校正.采用乔列斯基分解(Cholesky decomposition,简称"Cholesky分解")与协方差矩阵分解方法(简称"QR分解")的平方根算法保证滤波数值稳定性.在恒流与典型动态模拟工况下的实验表明,该方法SOC估计平均绝对误差为0.48%,SOH平均绝对误差低至0.042%,收敛速度提升37.8%,有效解决了滤波发散问题,研究为提升储能系统运行经济性与全生命周期健康管理提供了可靠的技术支撑.

To address the issues of strong coupling between state of charge(SOC)and state of health(SOH)of the lithium-ion batteries under dynamic operating conditions in the energy storage systems,and insufficient accuracy and divergence of traditional joint estimation algorithms,a joint estimation method based on dual square root unscented Kalman filter(Dual-SRUKF)is proposed.The method constructs a second-order RC equivalent circuit model and designs a dual-filter parallel coupling structure.One SRUKF module estimates the ohmic resistance representing SOH in real-time,while the other updates SOC dynamically,achieving mutual correction through parameter iteration.The square root algorithm using Cholesky decomposition and QR decomposition ensures the numerical stability of the filter.Experiments under constant current and typical urban dynamic cycles demonstrate that the estimation mean absolute error of SOC is 0.48%,and the mean absolute error of SOH is as low as 0.042%.The convergence speed is improved by 37.8%,effectively solving the filter divergence problem.The research provides reliable technical support for enhancing the operational economy and full lifecycle health management of energy storage systems.

张艳辉;赵天任

中国科学院深圳先进技术研究院,广东 深圳 518055中国科学院深圳先进技术研究院,广东 深圳 518055

信息技术与安全科学

锂离子电池荷电状态健康状态储能系统卡尔曼滤波

lithium-ion batterystate of chargestate of healthenergy storage systemKalman filtering

《广东电力》 2026 (8)

36-44,9

国家重点研发项目(2025YFE0109500)广东省基础与应用基础研究基金海上风电联合基金项目(2023A1515240014)

10.3969/j.issn.1007-290X.2026.08.004

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