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基于Pareto分层混合优化算法的土石坝渗透系数多目标反演方法OA

Multi-objective inversion of permeability coefficient of earth-rockfill dams based on Pareto-hierarchical hybrid optimization algorithm

中文摘要英文摘要

在土石坝渗透系数反演中,传统多目标算法因难以平衡全局探索与局部搜索,常导致Pareto解集收敛性不足、多样性差,且计算效率低下.针对这一问题,本文融合NSGA-Ⅱ与MOPSO算法的优势,采用Pareto导向的分层进化策略,以高效实现土石坝渗透系数的多目标反演寻优.利用压力水头与渗漏量两类渗透性态监测数据,通过SSA-XGBoost代理模型构建了渗透系数与两类渗透性态监测数据间的关系,采用基于Pareto分层导向的混合NSGA-MOPSO多目标优化算法搜寻最优的渗透系数组合,反演出土石坝的当前渗透性态.对工程实例的分析表明:与RBF、ELM和RF模型相比,本文提出的SSA-XGBoost代理模型在预测精度上具有明显优势,其R2、RMSE、MAE和MBE四项评价指标均表现更优.基于该代理模型开展渗透系数反演,在保证解集多样性的同时,节约了 39%的计算时间.与单一 NSGA-Ⅱ和MOPSO算法相比,本文算法在压力水头目标值f1上分别提升了 19.5%和17.7%,在渗漏量目标值f2上分别提升了 72.3%和62.8%.结果验证了 NSGA-MOPSO混合优化算法在预测精度方面的显著提升及其反演结果的可靠性.

In the inversion of permeability coefficients for earth-rockfill dams,conventional multi-objective optimiza-tion algorithms often suffer from insufficient convergence,poor diversity of Pareto solution sets,and low computa-tional efficiency due to their difficulty in balancing global exploration and local search.To overcome these limita-tions,this study proposes a hybrid framework integrating the strengths of NSGA-Ⅱ and MOPSO algorithms through a Pareto-dominance based hierarchical search strategy,enabling efficient multi-objective inversion of permeability coefficients.By utilizing monitoring data of both pressure head and seepage rate,a surrogate model based on SSA-XGBoost was developed to characterize the relationship between permeability parameters and seepage responses.A hybrid NSGA-MOPSO algorithm,guided by Pareto-dominance hierarchy,was subsequently employed to identify the optimal permeability coefficient set,thereby reconstructing the current seepage state of the dam.Case study results demonstrate that the proposed SSA-XGBoost surrogate model significantly outperforms RBF,ELM,and RF models in predictive accuracy,achieving superior performance across four evaluation metrics:R2,RMSE,MAE,and MAPE.By employing this surrogate model,the inversion process not only maintains solution diversity but also reduces computational time by approximately 39%.Compared to standalone NSGA-Ⅱ and MOPSO algorithms,the hybrid algorithm shows performance improvements of 19.5%and 17.7%for the pressure head objective(f1),and 72.3%and 62.8%for the seepage discharge objective(f2),respectively.These results validate the enhanced predic-tive accuracy and the reliability of the inversion outcomes achieved by the proposed NSGA-MOPSO hybrid optimiza-tion algorithm.

唐小松;孙梓涵;李典庆;臧航航;柯琴

武汉大学水资源工程与调度全国重点实验室,湖北武汉 430072||武汉大学水利水电学院水工程风险与防灾研究所,湖北武汉 430072武汉大学水资源工程与调度全国重点实验室,湖北武汉 430072||武汉大学水利水电学院水工程风险与防灾研究所,湖北武汉 430072武汉大学水资源工程与调度全国重点实验室,湖北武汉 430072||武汉大学水利水电学院水工程风险与防灾研究所,湖北武汉 430072武汉大学水资源工程与调度全国重点实验室,湖北武汉 430072||武汉大学水利水电学院水工程风险与防灾研究所,湖北武汉 430072武汉大学水资源工程与调度全国重点实验室,湖北武汉 430072||武汉大学水利水电学院水工程风险与防灾研究所,湖北武汉 430072

建筑与水利

渗透系数多目标反演混合NSGA-MOPSO优化算法SSA-XGBoost代理模型渗流性态分析

permeability coefficientmulti-objective inversionhybrid NSGA-MOPSO optimization algorithmSSA-XGBoost surrogate modelseepage behavior analysis

《水利学报》 2026 (6)

821-834,14

国家自然科学基金项目(52439007,52079100)

10.3724/j.slxb.20250581

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