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中国企业供应链联盟中的知识转移研究OACHSSCD

A Study on Knowledge Transfer in Supply Chain Alliances of Chinese Firms:Evidence from the Chinese Listed Companies

中文摘要英文摘要

近年来中国上市公司之间的供应链联盟大量涌现.基于此背景,本文研究供应链联盟中供应商与客户(上下游企业)之间的知识转移.本文以2001至2021年229家中国上市公司所缔结的142对供应链联盟为研究对象,在运用"匹配法和双重差分法"后发现,供应链联盟能够促进企业之间的知识转移.相对于未缔结供应链联盟的公司而言,缔结供应链联盟的公司会增加引用联盟伙伴发明专利的次数,并且会有更多数量的发明专利引用联盟伙伴的知识.本文将每一对供应链联盟伙伴细分为供应商和客户后发现,供应链联盟所产生的促进效应在供应商和客户中都存在,具体而言,供应商申请的发明专利(最终被授权)引用客户伙伴发明专利的次数,与客户申请的发明专利(最终被授权)引用供应商伙伴发明专利的次数并无显著差异,即表明供应链联盟促进供应商向客户转移知识的效果,与促进客户向供应商转移知识的效果一样好.此外,在一对供应链联盟伙伴中,技术多样性较低的一方会更多地学习技术多样性较高一方的知识.本文为深入认识供应链联盟能促进知识这一重要的生产要素的流动提供了新的有力证据,并为政府和企业着力提高知识转移效率,以及完善企业之间的联盟合作提供了决策依据和政策建议.

Supply chain alliances between Chinese listed companies have proliferated in recent years.Based on this background,this paper explores the knowledge transfer between suppliers and customers(upstream and downstream firms)in supply chain alliances.This article takes 142 pairs of supply chain alliances formed by 229 Chinese listed companies from 2001 to 2021 as the research object.By using propensity score matching method and difference-in-differences regressions,we find that supply chain alliances can facilitate knowledge transfer between firms and accelerate mutual learning between suppliers and customers.Compared to firms without supply chain alliances,firms that enter into supply chain alliances increase the number of citations of their alliance partners' inventions,the number of inventions of their alliance partners and have more inventions that cited to alliance partners' knowledge.In addition,we classify each pair of supply chain alliance partners into supplier and customer and find that there is mutual learning rather than unidirectional knowledge transfer between suppliers and customers in supply chain alliances.The treatment effects from supply chain alliances are present in both suppliers and customers.Specifically,there is no significant difference between the supplier's citations that cite its customer partner's inventions and the customer's citations that cite its supplier partner's inventions.This result indicates that the effect of supply chain alliances in promoting knowledge transfer from suppliers to customers is as good as promoting knowledge transfer from customers to suppliers.Moreover,among a pair of supply chain alliance partners,the partner with lower-technological-diversity learns more knowledge of the partner with higher-technological-diversity.This paper provides theory and new empirical evidence for our insight into the knowledge transfer of supply chain alliances.

徐欣;徐帅旗;刘萌

中南财经政法大学会计学院中南财经政法大学会计学院中国宝武钢铁集团有限公司运营共享服务中心

供应链联盟知识转移供应商—客户关系发明专利的引用

《经济学报》 2026 (2)

168-186,19

作者感谢国家自然科学基金面上项目"技术并购对企业技术创新和财务绩效的作用机制研究"(71872183)和教育部人文社科规划项目"中国上市公司之间研发联盟的绩效评价与提升机制研究"(23YJA630108)的资助.

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