生成式人工智能介入学位论文创作的合规性边界OACHSSCD
The Compliance Boundaries of Generative Artificial Intelligence's Involvement in Degree Thesis Creation
生成式人工智能(GAI)介入学位论文创作,可分为低度介入的形式辅助、中度介入的内容辅助、中度介入的内容填补、高度介入的内容生成4类行为.行为的多样性决定了对之不应以学术不端一概而论,而需通过划分合规性边界和明确合理使用与学术不端的范畴.合规性边界的判定需遵循3项标准:独创性标准,即判断内容是否体现学位申请人的自由意志与个性;关键环节保留标准,即明确特定环节不容GAI的实质性介入;审查核实标准,即强调学位申请人对相关内容的核查义务.据此,文字润色、格式优化等低度介入的形式辅助行为,提供参考资料、针对性意见以及对独立创作内容进行翻译与降重的中度介入的内容辅助行为,针对原创内容展开适度填补的中度介入的内容填补行为,属于GAI的合理使用,其余GAI介入行为应被归入学术不端范畴,并依据具体行为特征,对其进行"学术失察""核心观点的GAI代劳"、代写、剽窃、伪造等类型的精准定位.
The involvement of Generative Artificial Intelligence(GAI)in the creation of degree theses can be categorized into four categories of behavior:low-intensity formal assistance,medium-intensity content assistance,medium-intensity content supplementation,and high-intensity content generation.The diversity of these behaviors dictates that they should not be uniformly dismissed as academic misconduct.Instead,it is necessary to delineate the boundaries of compliance,clarifying the scope of reasonable use versus academic misconduct.The determination of these compliance boundaries should follow four criteria:the originality criterion,which assesses whether the content reflects the free will and individuality of the degree candidate;the retention of critical steps criterion,which specifies that certain steps must not involve substantive intervention by GAI;and the review and verification criterion,which emphasizes the degree candidate's obligation to verify relevant content.Accordingly,low-level formal assistance behaviors such as text polishing and format optimization,moderate-level content assistance behaviors such as providing reference materials,targeted opinions,and translating or reducing the duplication of independently created content,and moderate-level content supplementation behaviors involving appropriate filling of original content,constitute reasonable use of GAI.All other GAI involvement behaviors should be classified as academic misconduct and can be precisely categorized as"academic negligence","GAI substitution of core ideas",ghostwriting,plagiarism,or falsification,based on their specific characteristics.
刘旭东
江苏师范大学 法学院/教育科学学院,徐州 221116||南京师范大学 中国法治现代化研究院,南京 210097
社会科学
生成式人工智能学位论文介入程度判定标准合理使用学术不端
Generative Artificial Intelligence(GAI)degree thesisdegree of interventionjudgment criteriareasonable useacademic misconduct
《重庆高教研究》 2026 (4)
59-70,12
国家社会科学基金教育学青年项目"我国教育法典编纂中'多元法律资源整合模式'研究"(CAA250265)
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