首页|期刊导航|西部人居环境学刊|老旧小区自主更新的实践难点与政策支持进展分析

老旧小区自主更新的实践难点与政策支持进展分析OA

Analysis of practical difficulties and policy support progress in owner-driven regeneration of old residential communities

中文摘要英文摘要

在房地产供求关系剧烈变化和财政紧缩等多重约束下,我国老旧小区改造亟需探索以产权人和居民为主体的"自主更新"新路径.在中央政策指引下,各地出台了差异化的配套政策并积极落地以原拆原建为代表的自主更新实践,但受制于集体共识达成难、成本与收益分配失衡等多方困境,自主更新的规模化推进依然受阻.本文基于政策工具视角,构建"调节领域—工具类型—干预环节"三维分析框架,在剖析当前自主更新面临的主体、资金、空间、运维等难点基础上,对我国自主更新相关的典型政策进行文本解读与量化分析,发现当前政策体系呈现出聚焦空间与主体领域、环境型工具主导、偏向改造中环节等显著特征.据此,研究从领域覆盖、供需结构和环节配置出发提出政策优化建议,为我国老旧小区自主更新的未来发展提供策略参照.

Under multiple constraints such as drastic changes in the real estate supply-demand relationship and fiscal austerity,China's regeneration of old residential communities urgently needs to explore a new"owner-driven regeneration"pathway led by property owners and residents.In recent years,guided by central policies,local governments in Beijing,Hangzhou,Guangzhou and other cities have introduced differentiated supporting policies and actively promoted owner-driven practices represented by"demolition and reconstruction on the original site".However,its large-scale promotion faces prominent practical challenges:dilemmas of collective action and the absence of resident self-organization capabilities,insufficient effective funding mechanisms and imbalanced benefit distribution,difficulties in property right disposal and floor area adjustment,inadequate whole-process management coordination and weak foundations for long-term operation and maintenance.More precise policy exploration and practical breakthroughs are urgently required.Relevant policies should act as both procedural constraints and institutional rules to regulate collective actions,helping scattered property owners shift from individual rationality to collective cooperation.From the perspective of policy instruments,this paper constructs a three-dimensional analytical framework of"regulatory domain—instrument type—intervention stage"to examine how existing policies respond to the governance problems of owner-driven regeneration.The regulatory domain identifies the objects and issues addressed by policy intervention,including stakeholders,funding,space,and operation and maintenance;the instrument type explains the ways in which policies exert influence,including supply-oriented,demand-oriented,and environment-oriented policy instruments;and the intervention stage reflects the temporal position of policy instruments within the project cycle,including the pre-regeneration,mid-regeneration,and post-regeneration stages.The paper first analyzes the practical difficulties and policy gaps,then conducts textual interpretation and quantitative analysis of 53 typical local policy documents related to owner-driven regeneration.Combined with typical cases from multiple cities,it summarizes prevailing governance dilemmas,implementation bottlenecks and innovative practices.The findings show that,in terms of regulatory domain,current policy instruments are mainly concentrated in stakeholder and space measures,while funding measures account for the lowest proportion.However,the shortage of instruments concerning benefit distribution,operation and maintenance,and long-term mechanisms indicates that the policy system has not yet formed a complete financial and governance closed loop.In terms of instrument type,environment-oriented policy instruments occupy a dominant position,especially organizational mechanisms,process management,and technical standards.This suggests that owner-driven regeneration of old residential communities is still in the stage of rule construction and procedural standardization.By contrast,supply-oriented and demand-oriented policy instruments are insufficient,among which public service,platform service and market cultivation instruments are particularly lacking.In terms of intervention stage,policy instruments are mainly concentrated in the mid-regeneration stage,followed by the pre-regeneration stage,while post-regeneration instruments are clearly inadequate.Existing policies pay more attention to organizational division of labor and project approval before renovation,as well as plan formulation,examination and approval,construction implementation and process management during renovation.Based on these findings,this paper argues that the current policy system for owner-driven regeneration has three structural imbalances.First,the imbalance in domain coverage is reflected in the absence of a complete funding closed loop and the weakness of long-term operation and maintenance mechanisms.Future policies should clarify the funding responsibilities of all parties,improve the benefit distribution mechanism,strengthen financial measures within supply-oriented instruments.Second,the imbalance in supply-demand structure is reflected in the dominance of regulation and the weakness of incentives.Policy improvement should shift from a regulation-dominated model toward a combined model of institutional regulation and incentive guidance,enhance residents'willingness and ability to contribute funds,expand the use of financial instruments,and clarify the scenarios and rights of social capital participation.Third,the imbalance in stage configuration is reflected in the insufficient supply of post-regeneration policy instruments and the lack of an evaluation feedback mechanism.It is necessary to establish a"pre-assessment and post-evaluation"mechanism.Overall,the institutional improvement of owner-driven regeneration requires continuous tracking of local pilot practices,iterative policy learning,and a transition from experience-based exploration to mature institutional arrangements,so as to form a sustainable practice pathway featuring resident dominance,government guidance,market participation,and rule of law safeguards.

唐燕;蒋孟凌

清华大学建筑学院清华大学建筑学院

建筑与水利

老旧小区自主更新原拆原建实践难点政策工具

old residential communitiesowner-driven regenerationdemolition and reconstruction on the original sitepractical difficultiespolicy instruments

《西部人居环境学刊》 2026 (3)

8-16,9

国家社会科学基金重大项目(25&ZD152)

10.13791/j.cnki.hsfwest.20260511001

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