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破除规则藩篱与治理现代化:中国集体林权制度改革的整合性分析OA

Dismantling institutional barriers and governance modernization:an integrated analysis of China's collective forest tenure reform

中文摘要英文摘要

文章将"规则藩篱破除"这一宏观命题与中国集体林权制度改革实践相结合,构建整合性分析框架,探究规则重构如何驱动特定领域的现代化进程.通过历史分析法,文章梳理了集体林权制度从"混沌公有"到"三权分置"的演进轨迹,揭示其与国家整体转型的内在同构性.在理论层面,从产权经济学、治理理论、制度变迁理论、博弈论等多学科视角论证:林权改革的深层逻辑在于回应了"稳定预期、激活要素、多元共治、价值内化"等现代化核心命题.机制分析表明,改革通过"产权界定—市场配置"双轮驱动,触发主体培育、价值实现与治理转型的链式反应,最终传导为产业振兴、生态改善、农民增收与治理优化的综合成果.文章引入SCP分析框架与博弈均衡模型,揭示制度变迁的微观动力机制.以福建、江西、浙江等改革先行区创新实践及全国性长时段面板数据为支撑,展示了确权颁证、林权抵押、生态补偿、碳汇交易、数字林长等规则工具如何破解公地悲剧、融资困境、生态价值外溢及行政低效等典型治理难题.研究表明,以集体林权制度改革为代表的本土规则创新,是一条兼具顶层设计与基层探索、平衡改革力度与发展稳定的渐进式现代化路径,不仅实现了林业从"大资源、小产业、穷林农"向"生态美、产业兴、百姓富"的历史性跨越,更为推进国家治理现代化贡献了制度逻辑与实践智慧.

This paper integrates the macro proposition of"dismantling institutional barriers"with the practice of China's collective forest tenure reform,constructing an integrated analytical framework to explore how institution reconfiguration drives modernization in specific domains.Through historical analysis method,the paper traces the evolutionary trajectory of forest tenure system from"chaotic public ownership"to"separation of three rights",revealing its inherent isomorphism with the nation's overall transformation.At the theoretical level,drawing on multiple disciplinary perspectives including property rights economics,governance theory,institutional change theory and game theory,the paper argues that the underlying logic of forest tenure reform lies in its response to core modernization propositions such as"stabilizing expectations,activating factors,promoting multi-stakeholder governance and internalizing value".The mechanism analysis shows that the reform,driven by the dual engines of"property rights definition-market allocation",triggers a chain reaction of actor cultivation,value realization and governance transformation,ultimately yields comprehensive outcomes of industrial revitalization,ecological improvement,farmers'income growth and governance optimization.The paper introduces the SCP analytical framework and game equilibrium models to reveal the micro-dynamic mechanisms of institutional change.Supported by innovative practices from pioneer reform regions such as Fujian,Jiangxi and Zhejiang,as well as long-term national panel data,it demonstrates how specific rule-based instruments such as tenure certification,forest rights mortgage,ecological compensation,carbon sink trading and digital forest chief systems,address classic governance challenges including the tragedy of the commons,financing difficulties,ecological value spillovers and administrative inefficiency.The research indicates that indigenous institutional innovation exemplified by collective forest tenure reform,represents a gradual modernization path that combines top-level design with grassroots experimentation and balances reform intensity with developmental stability.It has not only enabled the forestry sector to achieve a historic leap from"abundant resources,small industry,poor forest farmers"to"beautiful ecology,thriving industry,prosperous people",but also contributed institutional logic and practical wisdom to advancing national governance modernization.

孔凡斌;翟郡;徐彩瑶;段伟

南京林业大学数字林业与绿色发展研究院 南京 210037||南京林业大学经济管理学院 南京 210037南京林业大学数字林业与绿色发展研究院 南京 210037||南京林业大学经济管理学院 南京 210037浙江农林大学浙江省乡村振兴研究院 杭州 311300||浙江农林大学"千万工程"研究院 杭州 311300||浙江农林大学经济管理学院 杭州 311300华南农业大学经济管理学院 广州 510642

管理科学

规则藩篱集体林权制度产权重构治理现代化生态产品价值实现制度变迁

institutional barrierscollective forest tenure systemproperty rights reconfigurationgovernance modernizationvalue realization of ecological productsinstitutional change

《林业经济》 2026 (2)

5-19,15

浙江省哲学社会科学规划年度课题"浙江山区乡村生态产品价值实现的数据要素赋能机制与政策优化"(26NDJC107YB),广东省自然科学基金面上项目"劳动力老龄化背景下林农林业经营决策的代际差异研究"(2023A1515010917).

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