基于LSTM的洪水预报残差修正方法研究OA
A Study on an LSTM-Based Residual Correction Method for Flood Forecasting
山区小流域洪水预报是水文科学领域的关键挑战.以新安江模型为代表的概念性水文模型因结构简化,难以精确捕捉山区复杂的产汇流过程,常导致预报精度不足.长短期记忆网络等数据驱动模型虽拟合能力强大,但其黑箱本质造成了物理机制的支撑薄弱.为解决上述问题,研究构建了一种物理-数据混合模型,该模型利用长短期记忆网络修正新安江模型的预报残差,并引入SHAP方法进行可解释性归因分析.研究以浙江省桥东村典型山区小流域2015至2018年的15场洪水为例进行验证.结果表明:①所有XAJ-LSTM混合模型均显著优于作为基准的单一新安江模型.融合新安江预报流量和土壤含水量状态变量的方案性能最优,纳什效率系数由0.55显著提升至0.77.②并非引入的信息越多模型性能越优,在最优方案基础上额外引入地表、壤中流和地下径流等产流成分信息后,冗余的径流成分信息会反而导致模型性能劣化.③SHAP分析从模型机理层面证实,前期观测流量与新安江模型预报流量是残差修正模型决策的关键驱动因子,这揭示了物理信息的引入有效引导了数据模型的学习过程,使其决策从单纯的统计拟合转向更为可靠的物理约束.研究提出的物理-数据混合模型兼具高精度与强可解释性,为发展可靠且可信的智慧水文预报模型提供了新范式.
Flood forecasting for small mountainous catchments presents a significant challenge within hydrological science.Conceptual hydrological models,typified by the Xin'anjiang(XAJ)model,often struggle to accurately capture the intricate runoff generation and routing processes in mountainous terrain due to their simplified structures,frequently resulting in suboptimal forecasting accuracy.While data-driven models,such as Long Short-Term Memory(LSTM)networks,exhibit powerful fitting capabilities,their inherent"black-box"nature provides limited support from physical mechanisms.To overcome these limitations,this study develops a hybrid physics-data model that leverages an LSTM network to correct the forecast residuals of the XAJ model and incorporates SHAP for an interpretable attribution analysis.The model was validated using 15 flood events from 2015 to 2018 in the Qiaodong Village catchment,a typical small mountainous watershed in Zhejiang Province.Results indicate the following:① All XAJ-LSTM hybrid models demonstrated a significant improvement over the standalone XAJ model,which served as a baseline.The configuration that integrated the XAJ-forecasted discharge and soil moisture state variables yielded the optimal performance,with the Nash-Sutcliffe efficiency coefficient markedly increasing from 0.55 to 0.77.② The introduction of more information does not necessarily enhance model performance;supplementing the optimal configuration with additional runoff component data resulted in performance degradation due to informational redundancy.③ From a mechanistic perspective,the SHAP analysis confirmed that antecedent observed discharge and XAJ-forecasted discharge are the key drivers influencing the residual correction model's decisions.This reveals that the integration of physical information effectively guides the data-driven model's learning process,shifting its focus from mere statistical fitting to reliance on more robust physical constraints.The proposed physics-data hybrid model,which combines high accuracy with strong interpretability,offers a new paradigm for the development of reliable and trustworthy intelligent hydrological forecasting models.
崔晨璐;张轩;吴永祥;王高旭
南京水利科学研究院,江苏 南京 210098||河海大学,江苏 南京 210098||南京水利科学研究院 水灾害防御全国重点实验室,江苏 南京 210098南京水利科学研究院,江苏 南京 210098||南京水利科学研究院 水灾害防御全国重点实验室,江苏 南京 210098南京水利科学研究院,江苏 南京 210098||南京水利科学研究院 水灾害防御全国重点实验室,江苏 南京 210098南京水利科学研究院,江苏 南京 210098||南京水利科学研究院 水灾害防御全国重点实验室,江苏 南京 210098
建筑与水利
径流模拟新安江模型长短期记忆神经网络残差修正SHAP
streamflow simulationXin'anjiang(XAJ)modelLSTMresidual correctionSHAP
《中国农村水利水电》 2026 (6)
47-53,7
国家重点研发计划项目(2023YFC3006501)南京水利科学研究院研究生学位论文创新基金项目(Yy525002)中央级公益性科研院所基本科研业务费专项资金重点基金项目(Y524008Y525015).
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