基于DEGAN和SHAP的水电机组异常检测研究OA
Research on anomaly detection of hydropower units based on DEGAN and SHAP
针对水电站监控系统中固定阈值法在复杂工况下异常检测灵敏度低、难以实现有效预警的问题,本文提出了一种基于生成对抗网络判别器与密度估计的特征增强异常检测模型(FEAD-DEGAN).该模型将卷积与全局平均池化方法用于优化判别器结构,强化时序特征提取,并结合动态阈值策略与核密度估计算法,提升检测灵敏度.以轴流转浆式机组受油器摆度异常数据样本为研究对象,通过与孤立森林和自编码器方法进行对比验证,所提方法在异常检测成功率与误报率方面表现更优.进一步采用SHAP解释方法对监测指标的异常贡献度进行量化,提升了模型的可解释性,有助于故障溯因和检修策略优化,有效辅助了水电机组设备故障诊断和智慧化运维.
In hydropower station monitoring systems,fixed threshold methods are commonly used for over-limit alarms,but they exhibit low sensitivity in complex conditions,making early warnings difficult.This paper proposes a feature-enhanced anomaly detection(FEAD-DEGAN)model based on generative adversarial network discriminator and density estimation(DEGAN).Convolution and global average pooling methods optimize the discriminator struc-ture,enhancing time-series feature extraction.The dynamic threshold strategy and kernel density estimation improve detection sensitivity.The model is validated with abnormal oil head swing amplitude data from an axial-flow pump-turbine unit.Compared with Isolation Forest and Autoencoder,the proposed approach shows better performance in anomaly detection success rate and false alarm rate.SHAP quantifies the contribution of monitoring indicators to anomalies,identifying key factors that influence abnormal behavior and enhancing process interpretability.This sup-ports root cause analysis and facilitates the optimization of maintenance strategies,thereby contributing to more effec-tive fault diagnosis and intelligent maintenance.
陈欣;张卫君;李建辉;闫亚男;刘晓波;陈小松
中国水利水电科学研究院,北京 100048||北京中水科水电科技开发有限公司,北京 100038中国水利水电科学研究院,北京 100048||北京中水科水电科技开发有限公司,北京 100038中国水利水电科学研究院,北京 100048||北京中水科水电科技开发有限公司,北京 100038北京中水科水电科技开发有限公司,北京 100038中国水利水电科学研究院,北京 100048||北京中水科水电科技开发有限公司,北京 100038北京中水科水电科技开发有限公司,北京 100038
建筑与水利
水电机组异常检测DEGANSHAP受油器摆度
hydropower unitanomaly detectionDEGANSHAPoil head swing amplitude
《中国水利水电科学研究院学报(中英文)》 2026 (3)
306-318,13
中国水利水电科学研究院基本科研项目(AU0145C012024,AU0145B012021)
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