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基于超效率SBM-V-DEA的科技创新效能量化评价应用研究OACHSSCD

Research on the Application of Super-Efficiency SBM-V-DEA Model for Quantitative Evaluation of Technological Innovation Efficiency

中文摘要英文摘要

为了对科技创新主体的创新效能进行客观量化评价,通过构建覆盖投入和产出的年度运行评价指数模型和量化评价指标体系,在VRS数据包络模型和超效率SBM模型的基础上,应用超效率SBM-V-DEA模型对创新主体的创新效率及优化路径进行量化分析.实证结果表明,该方法能够对创新主体在科技创新行为中的投入产出规模效率进行定量表征和排序,并通过松弛变量的引入凸显资源配置的有效性和成果产出能力,有效识别资源配置冗余与短板弱项,为客观条件约束下的资源配置优化和效能提升提供了重要决策参考和方向性指引,为科技型企业创新能力的动态监测和管理提供了理论支撑和实践依据.

In order to objectively quantify the innovation efficiency of technological innovation entities,an annual operation evaluation index model and a quantitative evaluation indicator system that covers inputs and outputs are constructed.Based on the VRS model and the Super-efficiency SBM model,the Super-efficiency SBM-V-DEA model is proposed and applied to quantitatively analyze the innova-tion efficiency and optimization paths of innovation entities.The empirical results show that this method can quantitatively represent and rank the scale efficiency of input and output in technological in-novation behaviors of innovation entities.By introducing slack variables,it explicitly demonstrates the effectiveness of resource allocation and the capability of outcome production,effectively identifies re-dundant resource allocation and weakness,and provides important decision-making references direc-tional guidance for resource allocation optimization and efficiency enhancement under objective con-strains.It also offers theoretical support and practical basis for the dynamic monitoring and manage-ment of innovation capabilities in technology-based enterprises.

李杰林;曲国远;马晋;于乐

中国航空无线电电子研究所,上海 200241中国航空无线电电子研究所,上海 200241中国航空无线电电子研究所,上海 200241中国航空无线电电子研究所,上海 200241

管理科学

科技创新创新效能量化评价超效率SBM-V-DEA模型

technological innovationinnovation efficiencyquantitative evaluationSuper-efficiency SBM-V-DEA model

《上海管理科学》 2026 (3)

67-75,9

中央军委装备发展部装备预研领域基金(61400020501)航空装备体系保障领域项目(2022-HDS-CBB)

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