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火山喷发对领海基线划定的影响及其应对OA

Beyond Sea-Level Rise:The Impact of Volcanic Eruptions on Territorial Sea Baseline Delimitation and Legal Responses

中文摘要英文摘要

虽然海平面上升所引起的领海基线基点自然地理状况变化已发展出固定基线与变动基线2种应对方案,但学界对海底火山喷发会对领海基线基点自然地理状况产生显露与灭失2种后果的问题却缺乏关注.文章探讨了固定基线与变动基线的适用范围,并指出二者在海底火山喷发显露与灭失海洋地物中存在的适用性问题;考察了各国在海底火山喷发影响下领海基线划设实践,以及中国周边海底火山对中国领海基线的潜在影响,并通过梳理海平面上升、火山喷发对领海基线影响等方面的文献发现:1)固定基线的适用范围仅限于气候变化与海平面上升的情形,无法在火山喷发灭失领海基线时适用,这产生了沿海国领土主权丧失的问题;2)日本、冰岛均在火山喷发的过程中,借助喷发产生的自然添附与变动基线理论外扩或创设领海基线,实现了国家领土主权的扩张,但由于火山喷发兼具渐进添附与突变添附,二者难以区分,使国家在进行变动基线时面临"法律上边界不可改变原则"与"地球物理变化客观改变边界"之间的矛盾;3)中国周边存在的海底火山对中国台湾地区领海基线、中国南海海域领海基线的划定产生潜在影响.综合固定基线理论与变动基线理论在火山喷发影响领海基线的情形适用中存在的法律问题、各国在火山喷发影响领海基线时的国家实践,以及中国周边海底火山对中国领海基线的潜在影响,提出3种应对策略与建议:1)通过谈判的方式和平解决火山喷发改变基线引发的领土主权争端;2)明确火山喷发外扩或创设领海基线时实施变动基线的具体路径;3)火山喷发灭失领海基线时实施固定基线的具体路径.

Sea-level rise has induced two principal legal responses,fixed and ambulatory baselines,developed to address changes in the natural geographical conditions of territorial sea baseline points.However,the implications of submarine volcanic eruptions,which may cause either the emergence or disappearance of maritime features that serve as baseline points,have received far less attention.The current fixed-baseline theory is not equipped to address scenarios in which volcanic activity exposes new maritime features that could outwardly extend a state's territorial sea baseline,nor can it resolve whether fixed baselines can be invoked when volcanic eruptions destroy maritime features,thereby extinguishing existing baselines.Similarly,the ambulatory-baseline approach fails to clarify whether it is constrained by the principle of the immutability of boundaries when confronted with the unique geological dynamics of submarine volcanism,which often involve both gradual accretion and sudden avulsive changes occurring simultaneously.This analytical lacuna is particularly striking given that approximately 85%of Earth's volcanoes are located underwater,with 466 submarine volcanoes situated in Southeast Asia and adjacent waters in proximity to China.Volcanic eruptions and their accompanying earthquakes and tsunamis have multifaceted impacts on territorial sea baselines.Not only may eruptions generate natural accretion through a combination of gradual effusive lava flows and sudden explosive activity,they may also lead to the destruction or submergence of existing maritime features,such as coral reefs.Although international law maintains a well-established distinction between gradual accretion and sudden avulsive change,dynamic interweaving of the effusive and explosive phases during submarine volcanic events renders these categories difficult to delineate.Consequently,existing criteria derived from natural accretion jurisprudence cannot be directly analogous to volcanic contexts,underscoring the need to clarify the scope of ambulatory baselines when eruptions modify coastal or seabed morphology.Legal uncertainty becomes increasingly acute when the eruptions eliminate maritime features.A mechanical application of the"land dominates the sea"principle under such circumstances would cause states to lose territorial sea baselines and the maritime entitlements derived from them,thereby contradicting the UNCLOS objectives of legal stability,certainty,security,and predictability.In contrast,the fixed-baseline doctrine,developed to safeguard states against baseline loss caused by climate change and sea level rise,remains formally limited to these contexts and is not currently applicable to baseline loss caused by volcanic activity.This limitation creates a significant conceptual gap in existing legal frameworks.To address this gap,this study argues that the fixed-baseline regime should be interpreted more expansively so that it applies not only in cases of sea-level rise but also in situations where volcanic eruptions threaten established baselines or legally delimited maritime boundaries.The objectives underpinning fixed baselines align with the customary principles of boundary immutability and permanent sovereignty over natural resources,all of which seek to preserve the maritime rights of states and ensure the stability and continuity of existing boundaries.Accordingly,extending the applicability of fixed baselines to volcanic scenarios reflects the stability and predictability objectives embedded in UNCLOS.In cases where eruptions create new land and expand baselines outward,the applicability of ambulatory baselines depends on whether natural accretion is restricted by the immutability-of-boundaries principle.However,no authoritative guidelines exist regarding whether this principle applies when gradual and sudden volcanic processes interact to reshape maritime features,indicating the need for further doctrinal clarification and comprehensive legal development.

张孜翰;郭红岩

中山大学法学院,广州 510275中国政法大学国际法学院,北京 100088

社会科学

固定基线变动基线火山喷发海平面上升

fixed baselineshifting baselinevolcanic eruptionsea-level rise

《热带地理》 2026 (6)

1017-1031,15

国家社科基金"新时代海洋强国建设"重大研究专项阶段性成果(20VHQ005)

10.13284/j.cnki.rddl.20250855

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