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基于HHO-LSTM-KAN模型的锂电池寿命预测OA

RUL prediction of lithium batteries based on an HHO-LSTM-KAN model

中文摘要英文摘要

在以锂电池为动力的运行系统中,长期准确预测锂电池寿命至关重要.本研究以马里兰大学锂电池数据集中的CS2_35和CS2_36两块锂电池及美国国家航空航天局(NASA)的B0007号电池作为基础数据,通过结合长短时记忆(Long Short-Term Memory,LSTM)网络的长短时记忆能力与Kolmogorov-Arnold网络(KAN)的非线性数据处理能力,构建LSTM-KAN寿命预测模型,同时引入哈里斯鹰优化算法确定组合模型最优超参数.首先,对数据进行预处理,从电压、电流、温度等数据中提取与锂电池容量具有一定相关性的特征.接着,从提取的特征中选择斯皮尔曼系数绝对值大于0.9的特征作为模型的输入,简化输入数据的复杂度.然后,通过哈里斯鹰优化算法对LSTM-KAN模型的超参数进行优化,将数据放入优化后的预测模型中进行预测,对预测值与目标值进行分析,完成预测.实验结果表明,所构建的预测算法具备锂电池寿命预测能力,能够准确预测锂电池的长期退化过程,且均方差指标与预测样本数均优于其他电池寿命预测模型.

Accurately predicting the long-term Remaining Useful Life(RUL)of lithium batteries is critical for en-suring the reliability of lithium battery-powerd systems.This study constructs an LSTM-KAN prediction model by in-tegrating the sequential data processing capability of Long Short-Term Memory(LSTM)network with the superior nonlinear fitting ability of Kolmogorov-Arnold Network(KAN).To enhance model performance,the Harris Hawk Optimization(HHO)algorithm is employed to determine its optimal hyperparameters.Using datasets from the Uni-versity of Maryland(batteries CS2_35 and CS2_36)and NASA(battery B0007),features correlated with battery capacity are first extracted from operational data such as voltage,current,and temperature.Features with a Spearman correlation coefficient greater than 0.9 are then selected as model inputs to reduce data complexity.Subsequently,the HHO algorithm optimizes the hyperparameters of the LSTM-KAN model,and the processed data are fed into the optimized model for RUL prediction.Experimental results demonstrate that the proposed HHO-LSTM-KAN model ef-fectively predicts the long-term degradation trend of lithium batteries.Its performance,in terms of mean squared er-ror and the required number of prediction samples,is superior to that of other benchmark battery life prediction models.

焦鑫航;杨立清;李忠虎

内蒙古科技大学自动化与电气工程学院,包头,014010内蒙古科技大学自动化与电气工程学院,包头,014010内蒙古科技大学自动化与电气工程学院,包头,014010

信息技术与安全科学

锂电池长短时记忆网络Kolmogor-ov-Arnold网络哈里斯鹰优化算法特征提取电池寿命

lithium batterylong short-term memory(LSTM)Kolmogorov-Arnold network(KAN)Harris hawks optimization(HHO)feature extractionbattery life

《南京信息工程大学学报》 2026 (3)

352-361,10

国家自然科学基金(62161042)

10.13878/j.cnki.jnuist.20241225002

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