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基于SCKF及子带处理的PCS系统偏振损伤均衡(特邀)OA

Polarization Impairments Equalization of PCS System based on SCKF and Subband Processing

中文摘要英文摘要

[目的]为了解决极端雷暴场景下快速偏振态旋转(RSOP)及偏振模色散(PMD)导致的传统多模算法(MMA)失效的问题,并缓解当前卡尔曼偏振损伤均衡方案复杂度较高,不利于实际应用的局限性,文章提出了一种适用于概率星座整形(PCS)正交幅度调制(QAM)偏振复用(PDM)系统的低复杂度平方根容积卡尔曼滤波(SCKF)及子带处理的两阶段偏振损伤均衡方案.[方法]文章所提方案创新性地融合了低复杂度 SCKF 与子带处理机制:第 1 阶段采用大步长更新策略,结合 PCS信号的统计特性与最优阈值判决设计概率感知新息来构建滑窗式 SCKF,实现对超快 RSOP 与 PMD 的初步均衡;第 2 阶段引入子带处理技术,将全带信号通过分析滤波器组分解为多个子带信号,进行并行低抽头数最小均方(LMS)算法均衡,以补偿残余偏振损伤与符号间干扰(ISI),最后经过合成滤波器组重构信号,完成偏振损伤均衡.[结果]32 GBaud PDM-PCS-64QAM 系统的仿真结果表明,在信源熵为 4.5和5.0 bits/symbol 时,此方案可分别有效均衡RSOP=18 Mrad/s与差分群时延(DGD)为 30 ps、RSOP=13 Mrad/s与 DGD=30 ps的联合损伤,其均衡性能与传统 SCKF 方案相当;在信源熵为 5.5 bits/symbol 时仍能处理 RSOP=5 Mrad/s与 DGD=30 ps 的联合损伤,均衡性能优于对比方案.此外,文章所提方案的计算复杂度仅为传统 SCKF 方案的 62.19%,并且在不同信源熵条件下光信噪比(OSNR)代价降低了 1.5 dB 以上.[结论]综上所述,文章所提方案在显著降低复杂度的同时,保持了优异的偏振损伤联合均衡能力与抗噪性能,为极端场景下的偏振损伤均衡提供了一种可靠的解决方案.

[Objective]To address the failure of traditional Multimode Algorithm(MMA)caused by rapid Rotation of State of Polarization(RSOP)and Polarization Mode Dispersion(PMD)in extreme thunderstorm scenarios,and to alleviate the high com-plexity of the current Kalman polarization impairment equalization scheme,this paper proposes a low-complexity two-stage polar-ization impairment equalization scheme based on Square-root Cubature Kalman Filtering(SCKF)and subband processing,which is designed for Probabilistic Constellation Shaping(PCS)Quadrature Amplitude Modulation(QAM)Polarization Division Multi-plexing(PDM)system considering practical application.[Methods]The proposed scheme innovatively integrates a low-com-plexity SCKF with subband processing mechanism.In the first stage,a large-step-size update strategy is adopted,incorporating the statistical characteristics of the PCS signal and an optimally designed threshold decision to construct a probability-aware inno-vation for a sliding-window SCKF.This achieves preliminary equalization of ultrafast RSOP and PMD.In the second stage,sub-band processing technology is introduced,where the full-band signal is firstly decomposed by an analysis filter bank into multiple subband signals.Then,the subband signals are processed in parallel using a low-tap Least Mean Square(LMS)algorithm to compensate for residual polarization impairments and Inter Symbol Interference(ISI).Finally,the signals are reconstructed through a synthesis filter bank to complete the polarization impairment equalization.[Results]Simulation results on a 32 GBaud PDM-PCS-64QAM system demonstrate that the proposed scheme effectively equalizes combined impairments of RSOP=18 Mrad/s with Differential Group Delay(DGD)=30 ps at 4.5 bits/symbol source entropy,and RSOP=13 Mrad/s with DGD=30 ps at 5 bits/symbol.The achieved performance is comparable to that of the conventional SCKF-based approach.At a higher entropy of 5.5 bits/symbol,it remains capable of handling RSOP=5 Mrad/s with DGD=30 ps,outperforming the bench-mark scheme.Benefiting from the large-step update strategy and the subband-parallel architecture,the computational complexity of the proposed method is reduced to only 62.19%of the traditional SCKF scheme,while lowering the required Optical Signal-to-Noise Ratio(OSNR)by more than 1.5 dB under various source entropy conditions.[Conclusion]In conclusion,the proposed scheme significantly reduces computational complexity while maintaining excellent joint polarization impairment equalization capa-bility and noise robustness,thereby providing a reliable solution for polarization impairment equalization in extreme scenarios.

乔京帅;许恒迎;白成林;许雅云;刘红;刘婷

聊城大学 物理科学与信息工程学院,山东 聊城 252000聊城大学 物理科学与信息工程学院,山东 聊城 252000||聊城市工业互联网研究与应用重点实验室,山东 聊城 252000聊城大学 物理科学与信息工程学院,山东 聊城 252000||聊城市工业互联网研究与应用重点实验室,山东 聊城 252000聊城大学 物理科学与信息工程学院,山东 聊城 252000聊城大学 物理科学与信息工程学院,山东 聊城 252000聊城大学 物理科学与信息工程学院,山东 聊城 252000

信息技术与安全科学

平方根容积卡尔曼滤波概率星座整形子带处理最小均方算法

SCKFPCSsubband processingLMS algorithm

《光通信研究》 2026 (3)

28-36,9

国家自然科学基金资助项目(62371216,62101229,61501213)山东省自然科学基金资助项目(ZR2025MS1018,ZR2022MF253,ZR2020MF012,ZR2020QF005)

10.13756/j.gtxyj.2026.260017

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