首页|期刊导航|干旱区资源与环境|资源型城市碳排放影响因素研究:基于可解释的机器学习方法

资源型城市碳排放影响因素研究:基于可解释的机器学习方法OACHSSCD

Research on the factors affecting carbon emissions in resource-based cities:An approach of interpretable machine learning

中文摘要英文摘要

在"双碳"目标约束下,降低碳排放是中国资源型城市可持续发展的关键路径.文中基于114个中国资源型城市2008-2023年的面板数据,构建融合Boruta特征选择方法、集成学习算法及SHAP工具的可解释机器学习模型,分析人均碳排放量的影响因素.研究发现:1)基于42个影响因素构建的机器学习模型表现出良好的预测效能,其中LightGBM算法性能最优.2)人均用电量、建成区面积占比、城镇化率和人均GDP这四个影响因素的重要性较高.3)大部分影响因素与其对人均碳排放的边际贡献呈非线性关系,且影响因素间存在交互作用.4)影响因素的重要性会随着资源型城市地理区位与发展阶段发生改变.文中为资源型城市精准制定碳排放管控政策提供了数据驱动的决策依据.

Under the constraint of dual-carbon targets,reducing carbon emissions is a key path to sustainable development in Chinese resource-based cities.Based on panel data of 114 cities from 2008 to 2023,this study constructs an interpretable machine learning model integrating Boruita feature selection method,integrated learning algorithm and SHAP to analyze the factors influencing per capita carbon emissions.The result indicate that:1)Machine learning model constructed based on 42 influencing factors shows good prediction performance,among which the LightGBM has the best performance.2)Importances of electricity consumption per capita,built-up area ratio,urbanization and GDP per capita are higher.3)Most of the factors show a non-linear relationship with their marginal contribution to per capita carbon emissions,and interactions exist among these factors.4)Importance of factors changes with city geographical location and development stage.This study provides a data-driven decision-making basis for resource-based cities to accurately formulate carbon emissions control measures.

李博;梁铎瀚;周慧敏;余建辉

天津理工大学管理学院,天津 300384天津理工大学管理学院,天津 300384天津理工大学管理学院,天津 300384中国科学院地理科学与资源研究所,中国科学院区域可持续发展分析与模拟重点实验室,北京 100101

管理科学

碳排放资源型城市机器学习

carbon emissionsresource-based citiesmachine learning

《干旱区资源与环境》 2026 (6)

1-12,12

国家自然科学基金项目(42171290)教育部人文社会科学研究规划基金(25YJAZH077)资助.

10.13448/j.cnki.jalre.2026.092

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