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大语言模型的"科林格里奇困境"及其因应OA

The collingridge dilemma of large language models and its responses:The construction of a modular institutional toolbox

中文摘要英文摘要

大语言模型的迅猛发展,正将法律拖入"科林格里奇困境":技术迭代与立法周期存在时空错配,使法律在面对数据合规、算法偏见等并发风险时,陷入难以识别与无力规制的双重困境.对此,应以模块化的制度工具箱作为因应,形成贯穿风险识别、行为指引、证据支持与市场化激励全流程的治理闭环.该工具箱以分级监管与审查互认为核心原则,整合规则标准、技术赋能、能力建设和数据激励四大功能模块,通过确权激励与缺陷推定促推动数据产权化与算法责任转型,借助合规推定与伦理入法将软法导则转化为司法裁判中的证据基准和义务认定依据,以此推动从静态立法向动态适应性治理的范式转型,为未来《人工智能法》的立法提供规范预备.

The rapid development of Large Language Models(LLMs)is increasingly entrapping laws in the Collingridge Dilemma.This spatiotemporal mismatch between the pace of technological iteration and the legislative cycle renders laws incapable of both identifying and regulating the attendant risks,such as those related to data compliance and algorithmic bias.In response,this paper proposes constructing a modular institutional toolbox to create a closed-loop governance system.This system would span the entire process of risk identification,behavioral guidance,evidentiary support,and market-based incentives.Centered on the core principles of graded supervision and mutual recognition of review,this institutional toolbox integrates four functional modules:Rules and Standards,Technological Empowerment,Capacity Building,and Data Incentives.By leveraging entitlement incentives and a presumption of defect,it facilitates data proprietization and a transformation in algorithmic liability.Furthermore,through the presumption of compliance and the integration of ethics into law,it transforms soft law guidelines into recognized benchmarks for determining evidence and obligations in judicial proceedings.It fosters a paradigm shift from static legislation to dynamic adaptive governance,thereby laying a normative groundwork for the future Artificial Intelligence Act.

李晓秋;刘梓郁

重庆大学 法学院,重庆 400030重庆大学 法学院,重庆 400030

社会科学

大语言模型科林格里奇困境制度工具箱模块化治理

large language modelcollingridge dilemmainstitutional toolboxmodular governance

《重庆理工大学学报》 2026 (8)

24-36,13

国家社会科学基金重大专项"完善弘扬社会主义核心价值观的法律政策体系研究"(20VHJ013)

10.3969/j.issn.1674-8425(s).2026.04.003

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