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海洋牧场生态价值内生化与治理机制研究OA

Research on the internalization and governance mechanism of ecological value in marine ranching:analysis framework based on dynamic optimal control

中文摘要英文摘要

海洋牧场是破解近海渔业资源困境、迈向海洋生态文明的重要路径,而海洋牧场中的天然渔业资源的公共物品属性使其极易陷入过度开发的困境.如何设计有效的制度安排以实现资源可持续利用,成为海洋牧场治理亟待破解的核心难题.本文通过构建一个将生态价值内生化的海洋牧场动态最优控制模型,将生态系统服务价值转化为资源的"影子价格",以此量化社会最优与开放准入均衡的差异.研究发现,与导致资源过度开发的开放准入均衡相比,社会最优路径呈现"高存量—低努力"特征;均衡稳态分析进一步表明,最优资源存量与生态偏好呈正向关系,与社会贴现率呈负向关系.在此基础上,本文证明了庇古税和可交易个体配额(ITQs)能够有效矫正市场失灵,其核心机制在于最优税率或均衡配额价格必须精确等于资源的影子价格,从而将外部性完全内部化.研究不仅为海洋牧场公共资源治理提供了整合经济效率与生态价值的理论框架,更揭示了影子价格在动态政策设计中的核心作用,为实现可持续管理提供了可操作的科学依据.

To address the increasing pressure on marine fishery resources,this paper develops a dynamic optimal control model for marine ranching that internalizes its ecological value.The model transforms the value of ecosystem services into the resource's"shadow price"to quantify the difference between the social optimum and the open-access equilibrium.The study finds that,compared to the open-access equilibrium which leads to resource overexploitation,the socially optimal path exhibits a"high stock,low effort"characteristic.The steady-state equilibrium analysis further indicates that the optimal resource stock is positively related to ecological preferences and negatively related to the social discount rate.Furthermore,this paper demonstrates that Pigouvian taxes and Individual Transferable Quotas(ITQs)can effectively correct market failures.The core mechanism requires that the optimal tax rate or the equilibrium quota price must be equal to the resource's shadow price,thereby fully internalizing the externality.This research not only provides a theoretical framework for the governance of public resources in marine ranching that integrates economic efficiency and ecological value,but also reveals the central role of the shadow price in dynamic policy design,offering an operational scientific basis for achieving sustainable management.

余祖伟;吴磊;袁华荣

广东生态工程职业学院经济贸易学院,广东 广州 510520广东生态工程职业学院海洋与渔业学院,广东 广州 510320中国水产科学研究院南海水产研究所/农业农村部海洋牧场重点实验室,广东 广州 510300

管理科学

海洋牧场生态价值治理机制影子价格

marine ranchingecological valuegovernance mechanismshadow price

《中国渔业经济》 2026 (6)

82-95,14

本文受农业农村部海洋牧场重点实验室开放课题"广东省海洋牧场建设绩效评估与政策优化研究"(KLMR-2025-04)、广东省社科基金一般课题"人工智能对广东省大学生就业影响研究"(GD25CYJ08)和教育部规划基金项目"人工智能融合战略性新兴产业的内在机理与推进机制研究"(25YJA630003)等项目资助.

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