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离群专利多源特征视角下的颠覆性技术识别OACHSSCD

Identification of Disruptive Technologies From the Perspective of Multi-Source Characteristics of Outlier Patents

中文摘要英文摘要

[目的/意义]针对当前颠覆性技术识别中存在的研究视角单一、语义挖掘不足、特征融合有限等问题,本文提出一种由离群专利驱动的识别框架.[方法/过程]首先,融合SBERT(Sentence-BERT)模型与TF-IDF算法,分别构建专利文本与IPC分类号的向量表征,经降维拼接后形成复合专利向量.其次,采用多种离群点检测算法及增量迭代策略,从海量数据中筛选出技术特征异常的离群专利.在此基础上,构建结合计量指标、文本特征和引用关系的专利图数据,并应用图卷积神经网络(Graph Convolutional Network,GCN)模型预测离群专利的技术影响力,实现颠覆性技术的识别.[结果/结论]脑机接口领域的实证研究表明,该方法可有效识别具有颠覆潜力的技术方向,为前沿技术监测与研判提供了方法支持.

[Purpose/Significance]Disruptive technologies function as transformative forces with the capacity to rede-fine industrial structures and alter the trajectory of technological evolution.Their early identification is of strategic impor-tance for nations and organizations seeking to capture emerging opportunities and optimize S&T resource allocation.Cu-rrent research on disruptive technology identification faces two main limitations:overemphasis on mainstream technologies while overlooking outlier signals,and inadequate integration of multi-source features including semantic,metadata and relational characteristics.[Method/Process]In response to these limitations,we introduced a novel framework centered on outlier patents.This approach screened for technological outliers and utilized their multi-source characteristics to assess influence,thereby identifying disruptive technologies.Specifically,first,we adopted the SBERT model and the TF-IDF algorithm to construct the feature vectors of the patent text and the IPC classification number,respectively.After dimen-sion reduction,we concatenated them to obtain the composite patent vector.Second,we introduced three different outlier detection algorithms and adopted an incremental iterative strategy to select outlier patents with abnormal technical charac-teristics from the massive patent data.On this basis,we constructed a set of technical influence evaluation indicators.We also constructed the adjacency matrix according to the citation relationship of outlier patents,forming graph data including node characteristics and topology structure.Finally,we applied the Graph Convolutional Network(GCN)model.This model learned a representation vector that integrated the local graph context for each patent by iteratively propagating and aggregating the information of adjacent nodes,to accurately model the complex mapping relationship between patent fea-tures and technical influence labels.Ultimately,we achieved the prediction of disruptive technologies based on the multi-source characteristics of outlier patents.[Result/Conclusion]Based on a dataset of 17 577 brain-computer interface(BCI)patents retrieved from the Derwent Innovation platform(published before 2025)and employing advanced analytical tools implemented in Python(e.g.,PyTorch-based deep learning frameworks),our empirical analysis yields two key findings.First,the outlier-driven perspective provides a new paradigm for disruptive technology identification,shifting the focus from mainstream technological hotspots to marginal yet potentially transformative signals.This approach allows for the early detection of emerging technological trajectories that are typically overlooked by conventional indicator-based methods.Se-cond,the multi-feature influence model supports a more nuanced and comprehensive assessment of technological impact by integrating semantic(content-based),metadata(bibliometric),and relational(citation-based)dimensions,thereby over-coming the inherent constraints of single-dimensional metrics.These methodological innovations offer policymakers and R&D strategists a more sensitive and proactive approach for monitoring and evaluating emerging technological trends,with potential applications extending beyond the BCI domain to other fast-evolving fields of innovation.

邢晓昭;魏超

中国科学技术信息研究所,北京 100038中国科学技术信息研究所,北京 100038

社会科学

离群专利图卷积神经网络颠覆性技术识别多源特征融合脑机接口

outlier patentsgraph convolutional networkdisruptive technology identificationmulti-source feature fusionbrain-computer interface

《现代情报》 2026 (6)

44-59,16

国家社会科学基金青年项目"基于多源知识网络的颠覆性技术分类识别方法研究"(项目编号:21CTQ039).

10.3969/j.issn.1008-0821.2026.06.005

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