倭患、冷战与数字封锁:东西方贸易危机中许可证治理的五百年演进与比较OACHSSCD
Japanese Piracy,Cold War and Digital Blockade:a Five-Hundred-Year Evolution and Comparison of License Governance in the East-West Trade Crises
全球贸易史是危机与治理的互动史,当贸易活动陷入危机时,许可证制度往往成为国家介入市场的核心工具.考察16 世纪明代应对倭患与贸易失序的信票制度、20 世纪冷战时期巴黎统筹委员会(COCOM)技术禁运许可证、当代美国芯片出口管制三大典型案例可知,跨越五百年的贸易许可证蕴含着"危机应对—权力投射—效能博弈"的内在核心逻辑.明代信票开创"凭证交易+限期回销"范式,COCOM 将许可证转化为意识形态对抗工具,数字时代许可证则以技术手段嵌入全球产业链.通过比较三者,不仅能展现国家治理能力的历史演进,也能剖析主权威信与市场自主、技术控制与反制创新等深层矛盾,为当前全球贸易摩擦中的制度选择提供历史镜鉴.
The history of global trade is one of crises and governance.When trading activities are faced with crises,licensing systems become the core tool for state intervention in the market.By examining the three paradigmatic cases spanning five centuries—the Ming Dynasty's Xinpiao(trade permit)system addressing Japanese piracy and trade disorder in the 16th century,the COCOM(Coordinating Committee for Export to Communist Countries)technical embargo licensing during the 20th-century Cold War,and the contemporary U.S.semiconductor export controls,this study finds that trade licensing systems embody an inherent core logic of crisis response,power projection and efficacy contestation.Xinpiao pioneered the"trade with permit+time-limited permission"paradigm;COCOM transformed licenses into tools for ideological confrontation;digital-age licenses embed themselves into the global supply chains through technological means.A comparison of these three systems not only traces the historical evolution of state governance capabilities but also dissects such deep-seated contradictions as the tension between sovereign authority and market autonomy,and the clash between technological control and innovative counter-measures,offering historical insights for institutional choices amid the current global trade frictions.
王谈谈;葛继勇
安庆师范大学外国语学院郑州大学外国语与国际关系学院
社会科学
许可证治理信票制度COCOM芯片出口管制制度韧性
license governanceXinpiao systemCOCOMchip export controlsinstitutional resilience
《江苏大学学报(社会科学版)》 2026 (3)
116-124,9
国家社会科学基金重点项目(18AZD030)
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