战略性新兴产业中专精特新"小巨人"企业突破式创新的组态研究OACHSSCD
A Configurational Study on the Breakthrough Innovation of"Little Giant"Specialized and Sophisticated Firms in Strategic Emerging Industries
在全球科技革命加速演进和国际竞争格局深刻重构的背景下,新能源、新材料等战略性新兴产业成为推动经济高质量发展的核心引擎,专精特新"小巨人"企业作为突破关键"卡脖子"技术的创新主体,其突破式创新对于实现技术自主可控具有战略意义.本文基于"市场-政府-企业"协同框架,运用模糊集定性比较分析(fsQCA)方法,以 2020~2022 年中国战略性新兴产业中的 89 家专精特新"小巨人"企业为样本,并使用插值法补齐缺失数据将时间延至 2024 年进行稳健性检验,探究突破式创新的多元驱动路径.研究发现,突破式创新无单一必要条件,而是通过多重要素组态实现,主要识别出 3 条路径:政企人才协同型、市场主导型和政府赋能型.异质性分析进一步揭示,企业生命周期、规模及地区差异显著影响路径选择:成长期企业依赖于"政府补助+企业家精神"双轮驱动,而成熟期企业路径更多元;中、西部地区及大型企业更倚重外部政策环境,东部地区及小型企业则更多依托数字化转型内生驱动.
Against the backdrop of accelerated evolution of the global technological revolution and profound restructuring of the international competitive landscape,strategic emerging industries such as new energy and new materials have become the core engine driving high-quality economic development.As innovation entities breaking through key"chokepoint"technologies,"little giant"enterprises with specialization,refinement,differentiation,and innovation(SRDI)characteristics play a strategic role in a-chieving technological self-reliance and controllability through their radical innovation.Based on a collaborative framework of"mar-ket-government-enterprise",this study employs the fuzzy-set qualitative comparative analysis(fsQCA)method,using a sample of 89 SRDI"little giant"enterprises in China's strategic emerging industries from 2020 to 2022,and use interpolation to fill mis-sing data,extend the time period to 2024,and conduct robustness tests.,to explore the multiple driving paths of radical innovation.The findings reveal that radical innovation has no single necessary condition but is achieved through multiple factor configurations,with three main paths identified:government-enterprise-talent synergy type,market-led type,and government-empowerment type.Heterogeneity analysis further shows that differences in enterprise life cycle,scale,and region significantly affect path selec-tion:enterprises in the growth stage rely on the dual drive of"government subsidies+entrepreneurial spirit",while those in the maturity stage exhibit more diversified paths;enterprises in the central and western regions and large-scale firms place greater em-phasis on the external policy environment,whereas those in the eastern region and small-scale firms depend more on endogenous drivers from digital transformation.
陈彪;孙宇
郑州大学商学院,郑州 450001郑州大学商学院,郑州 450001
管理科学
战略性新兴产业专精特新"小巨人"企业突破式创新模糊集定性比较分析人才协同市场主导政府赋能数字化转型
strategic emerging IndustriesSRDIradical innovationfsQCAtalent synergymarket-ledgovernment empowermentdigital transformation
《工业技术经济》 2026 (6)
72-83,12
国家社会科学基金项目"'专精特新'企业突破性创新的形成机理、演化路径与多维溢出效应研究"(项目编号:25BGL021).
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