首页|期刊导航|康复学报|中文版Ohkuma问卷调查量表和中文版EAT-10在老年人群吞咽障碍风险筛查中的预测效能比较

中文版Ohkuma问卷调查量表和中文版EAT-10在老年人群吞咽障碍风险筛查中的预测效能比较OA

Comparison of Predictive Efficacy between the Chinese Version of Ohkuma Questionnaire and EAT-10 in Risk Screening for Dysphagia in the Elderly Population

中文摘要英文摘要

目的 比较中文版Ohkuma问卷调查量表和中文版进食评估问卷调查工具-10(EAT-10)在老年人群吞咽障碍风险筛查中的预测效能.方法 采用便利抽样法,选取2022年9-11月在中山大学附属第三医院、广州医科大学附属第五医院心血管内科与老年科住院的老年患者99例.本研究共发放调查问卷99份,其中6份因条目选项互相矛盾,予以剔除,最终回收有效问卷93份.采用一般人口学资料调查表收集患者一般资料;采用内部一致性信度Cronbach's α系数对2个量表的信度进行分析,采用Spearman相关性分析量表条目与总分的相关性;先采用抽样适合性(KMO)检验和Bartlett球形检验对量表进行检验,并利用探索性因子(EFA)分析评价问卷的结构效度,采用主成分分析法(PCA)确定因子数,再以特征值>1为依据,提取公因子,计算得出累计方差贡献度,并用特征向量乘以对应特征值的平方根计算因子负荷系数.分别采用中文版Ohkuma问卷调查量表和中文版EAT-10筛查患者是否存在吞咽障碍,再用吞咽造影检查(VFSS)诊断患者是否存在吞咽障碍并进行对比;采用受试者工作特征(ROC)曲线及曲线下面积(AUC)确定最佳预测指标截断点,并采用灵敏度、特异度、约登指数等综合评价比较2个量表在老年人群吞咽障碍风险筛查中的预测能力.结果 中文版Ohkuma问卷调查量表Cronbach's α=0.843,显示出较高的内部一致性,认为量表的信度较好;各条目与总分均存在正相关(P<0.05),Spearman相关系数r为0.289~0.805;中文版Ohkuma问卷调查量表的KMO值为0.741,Bartlett球形检验x2=823.000(P<0.05),表明适合做EFA分析.利用PCA提取出3个公因子,方差累计贡献度63.23%,各项目的因子负荷系数为0.34~0.92.中文版EAT-10 Cron-bach's α=0.698,接近0.7,认为量表可用;中文版EAT-10各条目与总分均存在正相关,除条目6外,其余相关性均具有统计学意义(P<0.05),Spearman相关系数r为0.391~0.730;中文版EAT-10的KMO值为0.663,Bartlett球形检验x2=324.735(P<0.05).利用PCA提取出2个公因子,方差累计贡献度49.75%,各项目的因子负荷系数为0.16~1.06.中文版Ohkuma问卷调查量表筛检出阳性37例,经VFSS诊断发现,其中阳性29例,阴性8例;中文版Ohkuma问卷调查量表筛检出阴性56例,经VFSS诊断发现,其中阳性5例,阴性51例.中文版EAT-10筛检出阳性26例,经VFSS诊断发现,其中阳性16例,阴性10例;中文版EAT-10筛检出阴性67例,经VFSS诊断发现,其中阳性18例,阴性49例.中文版Ohkuma问卷调查量表的AUC为0.867,判断吞咽障碍的灵敏度为86.11%,特异度为87.30%,阳性预测值为78.37%,阴性预测值为91.07%,约登指数为0.73.中文版EAT-10的AUC为0.643,判断吞咽障碍的灵敏度为44.44%,特异度为84.13%,阳性预测值为61.54%,阴性预测值为73.13%,约登指数为0.29.结论 中文版Ohkuma问卷调查量表识别老年人群吞咽障碍风险的效能优于中文版EAT-10,对老年人群吞咽障碍风险的识别具有较好的敏感性和特异性.

Objective To compare the predictive efficacy of the Chinese version of the Ohkuma Questionnaire and the Chi-nese version of the eating assessment tool-10(EAT-10)in screening for dysphagia risk in the elderly population.Methods A conve-nience sampling method was used.Ninety-nine elderly patients admitted to the Cardiovascular and Geriatrics Departments of the Third Affiliated Hospital of Sun Yat-Sen University and the Fifth Affiliated Hospital of Guangzhou Medical University from Septem-ber to November 2022 were screened.A total of 99 questionnaires were distributed.Six questionnaires were excluded due to contra-dictory responses among item options,resulting in 93 valid questionnaires.General demographic information of the participants was collected using a general demographic questionnaire.Reliability was assessed using Cronbach's α to evaluate the internal consisten-cy of the two scales.Item-to-total correlations were analyzed using Spearman's rank correlation coefficient.For construct validity,Kaiser-Meyer-Olkin(KMO)test and Bartlett's test of sphericity were carried out,followed by exploratory factor analysis(EFA),with the number of factors determined using principal component analysis(PCA).Common factors were then extracted based on the criterion of eigenvalues greater than 1,and the cumulative variance contribution rate was computed.Factor loading coefficients were derived by multiplying eigenvectors by the square root of their corresponding eigenvalues.Dysphagia was screened using the Chi-nese versions of the Ohkuma questionnaire and the Chinese version of the EAT-10.The presence of dysphagia was determined by videofluoroscopic swallowing study(VFSS),and the screening results were compared against the VFSS diagnosis.Receiver oper-ator characteristic(ROC)curves and the area under the curve(AUC)were employed to determine the optimal cutoff points.Sensitiv-ity,specificity,Youden's index,and other indicators were then applied to compare the predictive performance of the two scales for dysphagia risk screening in the elderly population.Results the Cronbach's α of the Chinese version of the Ohkuma Questionnaire was 0.843,indicating good internal consistency and reliability.All item-total correlations were positive(P<0.05),with Spearman cor-relation coefficients r ranging from 0.289 to 0.805.The Chinese version of the Ohkuma questionnaire demonstrated a Kaiser-Meyer-Olkin(KMO)value of 0.741 and Bartlett's test of sphericity x²=823.000(P<0.05),supporting for EFA.Three common factors were extracted by PCA,accounting for 63.23%of the total variance.The factor loadings ranged from 0.34 to 0.92.The Cronbach's α of the Chinese version of the EAT-10 was 0.698,which approximated 0.7,indicating acceptable reliability.All item-total correlations,excluding for item 6 were positive,and the correlations with the total score were statistically significant(P<0.05),with Spearman correlation coefficients r ranging from 0.391 to 0.730.The KMO value of the Chinese EAT-10 was 0.663,and Bartlett's test of sphe-ricity showed a x²=324.735(P<0.05).Two common factors were extracted by PCA,accounting for 49.75%of the total variance.The factor loadings ranged from 0.16 to 1.06.Among the 37 participants screened as positive by the Chinese version of the Ohkuma ques-tionnaire,29 were diagnosed as positive and 8 as negative by VFSS.Among 56 participants identified as negative by the Chinese version of the Ohkuma questionnaire,VFSS indicated 5 were positive and 51 were negative.Among the 26 participants screened as positive by the Chinese version of the EAT-10,VFSS confirmed 16 as true positive and 10 as negative.Among the 67 participants screened as negative,VFSS identified 18 as positive and 49 as true negative.The Chinese version of the Ohkuma questionnaire had an AUC of 0.867.The sensitivity for detecting dysphagia was 86.11%,and the specificity was 87.30%.The positive predictive value(PPV)was 78.37%,and the negative predictive value(NPV)was 91.07%.The Youden's index was determined to be 0.73.The AUC of the Chinese version of the EAT-10 was 0.643,with a sensitivity of 44.44%,a specificity of 84.13%,a PPV of 61.54%,a NPV of 73.13%,and a Youden's index of 0.29.Conclusion The Chinese version of the Ohkuma questionnaire demonstrated better effective-ness than the Chinese version of the EAT-10 in identifying the risk of dysphagia in the elderly population,with relatively good sensi-tivity and specificity.

侯幸岳;汪点;卫小梅;李慧娟;张利峰;陈妙霞;安德连

中山大学附属第三医院,广东 广州 510630中山大学附属第三医院,广东 广州 510630中山大学附属第三医院,广东 广州 510630中山大学附属第三医院,广东 广州 510630中山大学护理学院,广东 广州 510080中山大学附属第三医院,广东 广州 510630中山大学附属第三医院,广东 广州 510630

吞咽障碍中文版Ohkuma问卷调查量表中文版EAT-10预测效能老年

dysphagiathe Chinese version of the Ohkuma questionnairethe Chinese version of the eating assessment tool-10predictive effectivenesselderly

《康复学报》 2026 (4)

260-267,8

广东省卫生经济学会基金项目(2024-WJMZ-55)

10.3724/SP.J.1329.2026.04006

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