人工智能践行绿色原则的法律-技术治理路径OACHSSCD
A Legal-Technical Governance Approach for Artificial Intelligence to Implement Green Principle
人工智能的研发、提供和使用活动伴随着可观的能源消耗和生态代价,人工智能基础模型的指数级发展加剧了这一问题,人工智能践行绿色原则的必要性日益突出.为实现其绿色治理,不仅需要阐明绿色原则如何更好地适用于人工智能,还需要更加有效地激励节能减排技术措施的研发和利用.《民法典》绿色原则和《个人信息保护法》最小必要原则等法律条款适用于人工智能的研发、提供和使用活动,但缺乏体系的展开.人工智能在研发、提供和使用活动中采取模型蒸馏、压缩和加速等部署措施,理应推出践行绿色原则、履行社会责任和响应 ESG 倡议的技术措施.这些措施在人工智能(基础模型)相应活动中已属通行,但法律上的关注、认可和激励依然不足.正在制定和审议的人工智能法和《生态环境法典(草案)》应促使人工智能在研发、提供和使用活动的各个具体环节进一步践行绿色原则,特别是对基础模型训练践行绿色原则设定更系统、更具体、激励效果更充分的规则,促进绿色原则深度嵌入并内化于人工智能的技术实践和组织实践.由此更加充分地发现和绿色原则最为相关的技术事实,设计在产业界具备广泛实践基础、天然"激励相容"的治理路径.
The development,provision and use of AI is accompanied by considerable energy consumption and ecological costs,which are exacerbated by the exponential development of foundation models.The need for AI to implement the green principle is becoming increasingly evident.In order to realize green governance,there is a need not only to clarify how green principles can be better applied to AI,but also to incentivize the development and utilization of energy-saving and emission-reducing technological measures more effectively.Legal provisions such as the Green Principle of the Civil Code and the Principle of Minimum Necessity of the Personal Information Protection Law are applicable to the activities of R&D,provision and use of AI,but lack a systematic elaboration.Deployment measures such as model distillation,compression,and acceleration in the R&D,provisioning,and use activities of AI are supposed to constitute technological measures for practicing the green principle,fulfilling social responsibility,and responding to ESG initiatives.These measures are already commonplace in AI(foundation model)related activities,but legal attention,recognition and incentives remain inadequate.The AI legislation proposal and the Ecological and Environmental Code(Draft),which are being formulated and reviewed,should set more systematic and specific rules with more effective incentives for the practice of the green principle in all specific aspects of AI research,development,provision and use activities,especially for the practice of the green principle in foundation model training,so as to promote the in-depth embedding and internalization of the green principle into the technical and organizational practices.Only in this way,can the most relevant technical facts be more fully discovered about the green principle,and a naturally"incentive compatible"governance approach be designed successfully,which have been widely practiced in the industry.
朱悦
同济大学 法学院,上海 200092||上海市人工智能社会治理协同创新中心,上海 200092
社会科学
人工智能基础模型绿色原则治理路径人工智能法
artificial intelligencefoundation modelgreen principlegovernance approachartificial intelligence law
《北京工业大学学报(社会科学版)》 2026 (3)
126-137,12
国家社会科学基金一般项目(24BFX031)
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