首页|期刊导航|净水技术|基于可解释机器学习的洱海北部流域溶解氧驱动因素分析与改善策略

基于可解释机器学习的洱海北部流域溶解氧驱动因素分析与改善策略OA

Explainable Machine Learning-Based Analysis of Driving Factors and Improvement Solutions for DO in Northern Erhai Basin

中文摘要英文摘要

[目的]溶解氧(DO)是评价水环境质量的关键性指标之一,DO浓度过低会破坏生态平衡,威胁水生环境的健康.本文通过建模预测DO浓度并解释驱动其变化的关键因素,提出调控水质保护水生态的重要措施.[方法]基于洱海北部流域2011年—2020年水质水量监测数据,本文构建了集成机器学习框架,建立并比选出预测DO变化的最佳模型——轻量梯度提升模型(LightGBM).此外,本文还采用夏普利加性解释(SHAP)量化了不同特征对DO浓度变化的贡献.[结果]LightGBM的决定系数(R2)较基准模型提高11.2%,在预测中展现出优异性能[均方根误差(RMSE)=0.284 mg/L,平均绝对误差(MAE)=0.226 mg/L,R2=0.912].SHAP分析显示流量是影响溶解氧浓度的最主要因素,贡献率为35.5%,其次是化学需氧量(COD)为17.2%.DO随流量增加先上升后下降,适当流量有利于增氧,大流量时携带大量耗氧物质从而降低DO.适度流量和低COD是维持较高DO的重要条件,流量为0.2 m3/s左右最为适度,COD则是越低越好.[结论]研究区域夏季流量大、冬季流量小乃至断流,均造成DO浓度低.利用流域沿线库塘净化调蓄,可维持流量适度减少径流污染,有利于维持流域DO含量保护水生态.本文旨在增进对DO受流量动态影响的理解,为高原河流生态保护提供参考.

[Objective]Dissolved oxygen(DO)is a key indicator for evaluating water environmental quality,low DO concentration in rivers disrupts ecological balance and threatens aquatic ecosystem health.This paper models and predicts DO concentrations,identifies the key factors driving its variations,and proposes essential measures for regulating water quality and protecting aquatic ecosystems.[Methods]Based on water quality and quantity monitoring datas from the northern Erhai Lake Basin from 2011 to 2020,this paper constructed an integrated machine learning framework,established and selected the optimal model-light gradient boosting machine model(LightGBM)for predicting changes in DO.Furthermore,this paper employed Shapley additive explanations(SHAP)to quantify the contributions of different features to the variation in DO concentration.[Results]The coefficient of determination(R2)for the LightGBM model improved by 11.2%compared to the baseline model,demonstrating superior predictive performance[root mean square error(RMSE)=0.284 mg/L,mean absolute error(MAE)=0.226 mg/L,R2=0.912].SHAP analysis revealed that flow rates emerged as the dominant influencing factor(35.5%),followed by chemical oxygen demand(COD)(17.2%).DO levels initially increased and then decreased with rising flow rates:moderate flow rates enhanced oxygenation,while excessive flow rates introduced a large amount of oxygen-consuming pollutants,thus reducing DO.Suitable flow rates and low COD were identified as key conditions for maintaining high DO concentrations,a flow rate of 0.2 m3/s was recommended,and achieving the lowest possible COD level was crucial.[Conclusion]In the study areas,both high summer flows and low winter flows(or flow interruption)lead to decreased DO concentration.Regulating water storage and purification using reservoirs and ponds along the basin can stabilize flow rates,reduce runoff pollution,and sustain DO levels.This paper enhances understanding of flow-dependent DO dynamics and provides a scientific basis for ecological conservation in plateau river systems.

袁站站;魏卿;陈沛沛;徐祖信

同济大学环境科学与工程学院,上海 200092||同济大学水污染控制与资源绿色循环全国重点实验室,上海 200092同济大学环境科学与工程学院,上海 200092||同济大学水污染控制与资源绿色循环全国重点实验室,上海 200092同济大学环境科学与工程学院,上海 200092||同济大学水污染控制与资源绿色循环全国重点实验室,上海 200092同济大学环境科学与工程学院,上海 200092||同济大学水污染控制与资源绿色循环全国重点实验室,上海 200092

资源环境

轻量梯度提升夏普利加性解释(SHAP)溶解氧预测流量作用库塘调蓄

light gradient boostingShapley additive explanation(SHAP)DO predictionflow rate effectreservoir storage and regulation

《净水技术》 2026 (3)

14-24,11

云南省科技厅顶尖团队项目(202505AT350002-4)

10.15890/j.cnki.jsjs.2026.03.002

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