渐进式优化框架下的地质灾害易发性评价与可解释性分析OA
Progressive optimization framework for geohazard susceptibility and interpretability analysis
为构建乡镇尺度的泥石流易发性精细化建模框架,聚焦位于中国西南亚热带季风气候区的复杂山区,提出了一种基于遗传算法(genetic algorithm,GA)-分类提升(categorical boosting,CatBoost)-沙普利加法解释(Shapley additive explanations,SHAP)的渐进式优化框架.该框架整合了最优流域单元选择、高质量负样本集构建和超参数优化策略.首先,在前处理部分,构建了泥石流影响因素数据库,设计了5种不同汇流累积量阈值的流域单元,并优化了负样本采样策略;随后,在模型构建阶段,采用极端梯度提升(extreme gradient boosting,XGBoost)、轻量梯度提升机(light gradient boosting machine,LGBM)、CatBoost和自然梯度提升(natural gradient boosting,NGBoost)算法作为基础模型,并集成GA超参数优化方法进行最优测试;最后,采用SHAP方法对泥石流影响因素的贡献度进行了量化分析,揭示了西南山区泥石流发生的主要驱动因素.结果表明:汇流累积量阈值为1 000的流域单元表现最佳;CatBoost模型的性能优于其他算法;通过超参数优化后,GA-CatBoost模型的预测性能达到最高,其准确度、F1值和曲线下面积(area under the curve,AUC)分别为0.860、0.880和0.910;SHAP分析显示,岩性、土壤类型和归一化差分植被指数(normalized difference vegetation index,NDVI)是研究区内泥石流发生的最主要影响因素.研究结果可为乡镇级泥石流的风险评估及管理与防控工作提供技术支持和决策参考.
This study aims to establish a refined modeling framework for debris flow susceptibility at the township scale,focusing on the complex mountainous regions of the subtropical monsoon climate in southwest China.The study proposes a progressive optimization framework based on genetic algorithm(GA),categorical boosting(CatBoost),and Shapley additive explanations(SHAP),which innovatively integrates optimal watershed unit selection,high-quality negative sample set construction,and hyperparameter optimization strategies.In the preprocessing phase,the study constructed a database of debris flow influencing factors,designed five different threshold watershed units,and optimized the negative sample sampling strategy.During the model construction phase,the study employed extreme gradient boosting(XGBoost),light gradient boosting machine(LGBM),categorical boosting(CatBoost),and natural gradient boosting(NGBoost)algorithms as base models and integrated GA hyperparameter optimization methods for optimal testing.Finally,SHAP technology was used to quantitatively analyze the contribution of influencing factors,revealing the primary driving factors behind debris flow occurrence in the southwestern mountainous region.The results indicate that the 1 000 threshold watershed unit performs best among all designs.The CatBoost model performs best among all machine learning algorithms.After hyperparameter optimization,the GA-CatBoost model achieves the highest predictive performance,with accuracy,F1-score,and area under the curve(AUC)values of 0.860,0.880,and 0.910,respectively.SHAP analysis reveals that rock type,soil type,and normalized difference vegetation index(NDVI)are the most significant influencing factors for landslide occurrence in the study area.The findings of this study provide reliable technical support and decision-making basis for geological disaster risk assessment at the township level,and offer valuable references for geological disaster management and prevention efforts.
刘洋;刘庆丽;吴益平;江君;殷坤龙
中国地质大学(武汉)自然资源调查研究院,湖北 武汉 430074重庆市万州区地质环境监测站,重庆 404150中国地质大学(武汉)工程学院,湖北 武汉 430074中国地质大学(武汉)工程学院,湖北 武汉 430074||重庆市规划和自然资源局地质环境监测总站,重庆 401147中国地质大学(武汉)工程学院,湖北 武汉 430074
资源环境
泥石流易发性流域单元乡镇尺度梯度提升算法超参数优化
debris flow susceptibilitywatershed unittownship-scalegradient boosting algorithmhyperparameter optimization
《安全与环境工程》 2026 (1)
1-18,18
国家重点研发计划项目(2023YFC3007201)国家自然科学基金项目(41877525)
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