首页|期刊导航|发电技术|基于能量-熵特征和改进堆叠降噪自编码器的水轮机空化状态识别方法

基于能量-熵特征和改进堆叠降噪自编码器的水轮机空化状态识别方法OA

Cavitation State Recognition Method of Hydraulic Turbine Based on Energy-Entropy Features and Improved Stacked Denoising Auto Encoder

中文摘要英文摘要

[目的]针对混流式水轮机空化声发射(acoustic emission,AE)信号受背景噪声干扰、故障难以识别的问题,提出一种基于能量-熵特征和哈里斯鹰优化(Harris hawks optimization,HHO)算法联合 3 折交叉验证(3-fold cross-validation,3Fold)优化堆叠降噪自编码器(stacked denoising auto encoder,SDAE)的状态识别方法.[方法]首先,利用变分模态分解算法对信号进行分解,得到一系列固有模态函数.其次,提取相关系数最大的2个固有模态函数的能量和熵特征,构建12维特征向量,输入识别模型.再次,利用HHO算法联合3Fold,对SDAE的超参数进行优化.最后,将HHO-3Fold-SDAE算法与其他算法寻优得到的最优参数分别输入模型中运行,并进行对比分析.[结果]与其他算法相比,HHO-3Fold-SDAE算法具有更小的准确率方差、损失率以及更高的平均准确率;相较于SDAE,其测试集平均准确率提高了6%;相较于HHO-SDAE,其测试集平均准确率提高了4%,准确率方差降低了17%.[结论]所提方法可用于水轮机空化AE信号的分类识别,可为水力机械状态监测提供参考.

[Objectives]Aiming at the problem that the acoustic emission(AE)signal induced by the cavitation of a hydraulic turbine is disturbed by background noise and the fault is difficult to identify,a state recognition method based on energy-entropy features and Harris hawks optimization(HHO)algorithm combined with 3-fold cross-validation(3Fold)to optimize stacked denoising auto encoder(SDAE)is proposed.[Methods]First,the variational mode decomposition algorithm is used to decompose the signal,and then a series of intrinsic mode functions are obtained.Second,the energy and entropy features of the two intrinsic mode functions are extracted,which have the largest correlation coefficient with the original signal.A 12-dimensional feature vector is constructed and then the vector is imported into the recognition model.Third,the HHO algorithm combined with 3Fold is used to optimize the hyper-parameters of SDAE.Finally,the optimal parameters obtained by the HHO-3Fold-SDAE algorithm and other algorithms are input into the model for comparison.[Results]Compared with other algorithms,the HHO-3Fold-SDAE algorithm has smaller loss rate and accuracy variance,and higher average accuracy.Compared with SDAE,its test set average accuracy is increased by 6%.Compared with HHO-SDAE,its test set average accuracy is increased by 4%and accuracy variance is decreased by 17%.[Conclusions]The proposed method can be used to classify and recognize AE signals induced by cavitation of hydraulic turbine,and provide reference for the condition monitoring of hydraulic machinery.

刘圳;刘忠;邹淑云;周泽华;乔帅程

长沙理工大学能源与动力工程学院,湖南省 长沙市 410114长沙理工大学能源与动力工程学院,湖南省 长沙市 410114长沙理工大学能源与动力工程学院,湖南省 长沙市 410114长沙理工大学能源与动力工程学院,湖南省 长沙市 410114长沙理工大学能源与动力工程学院,湖南省 长沙市 410114

能源科技

水力发电水轮机空化状态识别哈里斯鹰优化(HHO)算法堆叠降噪自编码器(SDAE)

hydropowerhydraulic turbinecavitation state recognitionHarris hawks optimization(HHO)algorithmstacked denoising auto encoder(SDAE)entropy

《发电技术》 2026 (1)

176-184,9

国家自然科学基金项目(52079011)湖南省自然科学基金项目(2023JJ30032).Project Supported by National Natural Science Foundation of China(52079011)Natural Science Foundation of Hunan Province(2023JJ30032).

10.12096/j.2096-4528.pgt.260116

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