公司治理与反垄断合规OACHSSCD

Corporate Governance and Antitrust Compliance:From the Perspective of Corporate Antitrust Responsibility

中文摘要英文摘要

公司作为独立的法人实体,其经营活动需在经济利益与社会责任之间取得平衡.《公司法》与《反垄断法》分别从内部治理与外部规制、倡导与禁止的不同维度对公司行为进行引导和约束,共同作用于公司运行.宏观上看,市场竞争的激烈程度与公司治理水平呈正相关;微观上看,公司整体利益与管理层个体利益可能发生背离.因此,反垄断评估有必要引入公司治理因素,公司治理亦需渗透反垄断合规的考量,二者相互作用在垄断协议规制中表现得尤为典型.为促进两法协同,《公司法》应明确企业合规管理的责任性质,将其界定为严格责任而非过失责任;《反垄断法》在认定垄断行为时,则应将公司的内部治理机制及合规状况纳入考量.

As an independent legal entity,a company needs to balance economic interests and social responsibilities in its operation.The Company Law and the Antimonopoly Law guide and regulate corporate behavior from different perspectives:internal and external,advocacy and prohibition.The overall socio-economic perspective shows a positive correlation between the state of market competition and the level of corporate governance,and the self-interested individual incentive perspective shows that the interests of the company and its internal management may diverge,so the antitrust law assessment needs to introduce the factor of corporate governance,and the corporate governance needs to be permeated with antitrust compliance considerations.The interaction between the two laws is most typically manifested in the monopoly agreement control system in the specific system of antitrust law.From the perspective of corporate governance and antitrust compliance,the Company Law needs to clarify the nature of the liability of compliance management in the construction of the company's compliance system,and define it as strict liability rather than negligence liability;the Antitrust Law should take into account the company's internal governance mechanism and status when determining monopolistic behavior.

孙慕野

武汉大学法学院

公司法反垄断法公司治理反垄断合规

corporate lawantitrust lawcorporate governanceantitrust compliance

《西南交通大学学报(社会科学版)》 2026 (1)

97-107,11

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