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基于"主题—演化—工具"维度的中国专精特新政策研究OA

Research of the Policies for the"Specialized,Refined,Distinctive,and Innovative"Enterprises in China Based on the"Theme—Evolution—Instrument"Dimension

中文摘要英文摘要

专精特新政策对缓解企业资源禀赋约束、释放政策协同效能具有关键作用,对其进行探究旨在为专精特新企业发展、政策制定与完善提供有益参考.以我国专精特新政策文本为研究对象,运用LDA主题聚类和主题相似度计算方法,构建"主题—演化—工具"综合分析框架进行系统性研究.研究发现:在政策主题维度,专精特新政策经历了政策探索期、体系构建期、体系完善期和战略深化期等4个阶段,每个阶段的政策主题各不相同;在政策演化维度,政策呈现目标系统化、财政赋能精准化、创新驱动生态化的特征,演化类型分为垂直深化型、横向衍生型和网络集成型等3类,每种类型的驱动力量和演化逻辑各不相同;在政策工具维度,环境型政策工具持续主导,供给型政策工具呈U形回调,需求型政策工具则保持低位.从"主题—演化—工具"维度对专精特新政策进行探索,可为专精特新政策完善提供多维度的分析视角与参考依据.

The Specialized,Refined,Distinctive,and Innovative(SRDI)policy plays a pivotal role in alleviating resource constraints for enterprises and unlocking the effectiveness of policies.Exploring this policy provides valuable insights into the development of such enterprises,as well as into policy formulation and refinement.Taking China's policy texts on SRDI enterprises as the subject of the study,this research uses LDA thematic clustering and thematic similarity cal-culation methods to systematically analyze the themes and evolution of these policies.Simultane-ously,drawing upon policy instrument theory,the study examines the application of policy instru-ments within this framework,constructing a comprehensive"theme-evolution-instrument"ana-lytical model for systematic analysis.The findings indicate:①In terms of policy themes,China's SRDI policies have progressed through four distinct phases—policy exploration,system con-struction,system refinement,and strategic deepening—each characterized by a different focus.The policy exploration phase focused on qualification certification and fiscal support,the system construction phase prioritized technological empowerment and market cultivation,the system re-finement phase concentrated on enhancing the tiered cultivation framework,and the strategic deepening phase emphasized industrial chain synergy and optimizing the innovation ecosystem.②In terms of policy evolution,China's SRDI policies exhibit three core characteristics:a transi-tion in policy objectives from fragmented support to systematic cultivation,an evolution in fiscal empowerment from extensive funding to targeted empowerment,and an upgrade in innovation-driven logic from technological breakthroughs to ecosystem synergy.Policy evolution can be cat-egorized into three types:vertical deepening,horizontal derivation,and network integration.Ver-tical deepening evolves through incremental adjustments driven by institutional inertia and prac-tical feedback,achieving iterative policy upgrades.Horizontal derivation involves the dynamic adaptation of policies through contextual extensions,driven by technological shifts and demand.The primary drivers of network-integrated policy evolution are shifts in international competitive dynamics and the need to resolve complex challenges,enhancing synergistic effects through sys-tematic coordination.③In terms of policy instruments,China's SRDI policies exhibit structural imbalances.Across the four phases of these policies,environmental instruments exert a domi-nant influence;supply-oriented instruments undergo U-shaped adjustments;and demand-driven instruments are consistently underutilized.Based on these findings,the following recom-mendations are proposed to target development and improvement across four dimensions:firstly,strengthening top-level policy design to establish a foundation for forward-looking planning;sec-ondly,establishing a dynamic policy adjustment mechanism to enhance iterative capacity;thirdly,reinforcing the application of demand-oriented policy tools to leverage their full guiding potential;and fourthly,emphasizing dynamic policy adjustments to improve implementation pre-cision.

潘宏亮;王晓倩;叶璐;顾航

燕山大学经济管理学院,河北 秦皇岛 066004燕山大学经济管理学院,河北 秦皇岛 066004燕山大学经济管理学院,河北 秦皇岛 066004燕山大学经济管理学院,河北 秦皇岛 066004

管理科学

专精特新政策政策主题政策演化政策工具LDA专精特新知识产权创新驱动

policy for SRDI enterprisepolicy themepolicy evolutionpolicy instrumentsLDASRDIintellectual propertyinnovation-driven

《创新科技》 2026 (2)

13-27,15

河北省软科学研究专项"平台依附型数字创业企业迭代创新模式与成长演化路径研究"(24454701D).

10.19345/j.cxkj.1671-0037.2026.2.2

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