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超级智能的动态契约伦理形式化OA

Formalization of Dynamic Contract Ethics for Superintelligence

中文摘要英文摘要

我们尝试为智能契约伦理构建一个针对未来超级智能(ASI)的动态、可协商伦理的形式化框架,该智能契约伦理(主张)由《超级智能:少数派报告》提出.首先讨论分析同伦类型论和类代数两种候选形式化系统的内在局限性,两者虽逻辑强大,但追求全局一致性和唯一范式的设计,可能导致认知僵化,与智能契约的开放性和演化性要求相悖.通过对动态规则、局部公理和冲突解决的形式化工具进行比较,论证单一框架存在不足.最后,提出一个创新的混合形式化框架,该框架利用HoTT,特别是其动态扩展DHoTT,作为语义表征层,以其强大的结构表达能力定义契约状态与演化;同时利用类代数的类演算作为动态操作层,用内建的算子和四值逻辑处理状态变更与直接矛盾状态,并给出了形式化的Coq实现.以已有的智能契约伦理理论为基础,为超级智能构建形式化与实践化的实现路径,目的是为 ASI 的伦理治理提供一个数学形式化的理论支撑.

We attempt to construct a formalized framework for dynamic,negotiable contract ethics tailored for future artificial superintelligence(ASI).This approach to contract ethics for superintelligence is proposed by the work Superintelligence:The Minority Report.First,we discuss and analyze the inherent limitations of two candidate formalization systems:homotopy type theory and category algebra.While they are logically powerful,their pursuit of global consistency and a single paradigm led to cognitive rigidity,contradicting the openness and evolutionary demands of smart contracts.By comparing formal tools for dynamic rules,local axioms,and conflict resolution,we demonstrate the inadequacy of a single framework.Finally,an innovative hybrid formal framework is proposed.This framework utilizes HoTT,particularly its dynamic extension DHoTT,as the semantic representation layer,leveraging its powerful structural expressiveness to define contract states and evolution.Simultaneously,it employs class calculus from class algebra as the dynamic operation layer,using built-in operators and four-valued logic to handle state transitions and direct contradictions.An attempt is made to provide a formalized Coq implementation.This research aims to build upon existing smart contract ethics theories by constructing a formalized and practical implementation pathway,thereby providing a mathematically formalized theoretical foundation for the ethical governance of ASI.

邱德钧;李玮农

兰州大学哲学社会学院兰州大学哲学社会学院

超级智能智能契约伦理认知僵化形式化

《阅江学刊》 2026 (1)

87-98,12

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