首页|期刊导航|水土保持研究|基于随机森林模型的黄土高原典型小流域不同样本密度的沟蚀风险预测

基于随机森林模型的黄土高原典型小流域不同样本密度的沟蚀风险预测OA

Prediction of gully erosion risk at different sample densities in typical small watersheds of Loess Plateau based on random forest model

中文摘要英文摘要

[目的]探讨黄土高原典型小流域沟蚀风险预测的最佳样本密度,并分析影响沟蚀发生的主要特征因子,为侵蚀沟的防治提供参考依据.[方法]采用随机森林模型结合SHAP算法,分别选取25%,50%,75%和100%的侵蚀沟样本密度进行沟蚀风险预测并量化主导因子对模型输出的贡献.[结果]50%样本密度风险预测的效果最佳,准确率、精确率、Kappa C值分别达到 0.901,0.894,0.802,明显优于 25%(0.871,0.851,0.743),且高于 75%(0.898,0.882,0.795)和 100%(0.899,0.880,0.798).AUC值依次为 0.924,0.956,0.956,0.959,召回率依次为 0.887,0.910,0.917,0.924,50%样本密度的AUC值和召回率与75%和100%差距微小,因此在保证准确的前提下认为50%样本密度是最优选择.[结论]在各种影响因素中,土地利用类型对沟蚀风险的预测贡献最大,平面曲率和坡度次之.沟蚀风险与侵蚀严重程度耦合分析表明低风险区域也可能发生中度和重度侵蚀,说明沟蚀风险高低不能代表侵蚀严重程度,可为黄土高原类似条件下的流域沟蚀评估和防治提供参考依据.

[Objective]The study explores the optimal sample density for gully erosion risk prediction in typical small watersheds of the Loess Plateau and analyzes the main feature factors influencing gully occurrence,thereby providing a reference for gully erosion prevention and control.[Methods]The Random Forest(RF)model combined with SHAP algorithm was used to predict gully erosion risks at sample densities of 25%,50%,75%,and 100%of the total gully samples,and the contributions of the dominant factors to the model output were quantified.[Results]The 50%sample density achieved the best predictive performance,with accuracy,precision,and Kappa coefficient reaching 0.901,0.894,and 0.802 respectively.These values significantly exceeded those of the 25%density(0.871,0.851,0.743),and were higher than the 75%(0.898,0.882,0.795)and 100%(0.899,0.880,0.798)density.The AUC values were 0.924,0.956,0.956,and 0.959 respectively across the four densities,and the recall rates were 0.887,0.910,0.917,and 0.924 respectively.Notably,the 50%density showed negligible differences in AUC value and recall rate compared to the 75%and 100%densities,so it was considered the optimal choice under the premise of ensuring accuracy.[Conclusion]Among all influence factors,land use type contributes the most to the gully erosion risk prediction,followed by slope and planar curvature.The coupling analysis of gully erosion risk and erosion severity indicates that moderate and severe erosion may occur in low-risk areas,suggesting that the gully erosion risk levels cannot fully represent the erosion severity,which provides a reference for gully erosion assessment and prevention in watersheds with similar conditions across the Loess Plateau.

Tian Xiangyang;Du Pengfei;Zhao Ying;Chen Yin

International Research and Training Center on Erosion and Sedimentation,China Institute of Water Resources and Hydropower Research,Beijing 100048,ChinaInternational Research and Training Center on Erosion and Sedimentation,China Institute of Water Resources and Hydropower Research,Beijing 100048,ChinaInternational Research and Training Center on Erosion and Sedimentation,China Institute of Water Resources and Hydropower Research,Beijing 100048,ChinaInternational Research and Training Center on Erosion and Sedimentation,China Institute of Water Resources and Hydropower Research,Beijing 100048,China

农业科技

沟蚀风险预测随机森林黄土高原SHAP算法

gully erosion risk predictionrandom forestLoess PlateauSHAP algorithm

《水土保持研究》 2026 (1)

101-110,10

国家自然科学基金项目(U2243213)国家重点研发计划"政府间国际科技创新合作"项目(2021YFE0113800)中国水利水电科学研究院青年托举项目(SC110145B0012023)

10.13869/j.cnki.rswc.2026.01.040

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